HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $2.48B
1-Year Return 14.59%
This Quarter Return
-6.9%
1 Year Return
+14.59%
3 Year Return
+61.58%
5 Year Return
–
10 Year Return
–
AUM
$1.88B
AUM Growth
-$154M
Cap. Flow
+$19.2M
Cap. Flow %
1.02%
Top 10 Hldgs %
16.6%
Holding
823
New
81
Increased
382
Reduced
295
Closed
54

Top Buys

1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
$16.7M
2
VIOO icon
Vanguard S&P Small-Cap 600 ETF
VIOO
$9.8M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$8.86M
4
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$3.89M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$3.23M

Top Sells

1
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$13.6M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
$9.25M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$4.19M
4
NUAN
Nuance Communications, Inc.
NUAN
$4.08M
5
AMZN icon
Amazon
AMZN
$3.68M

Sector Composition

1 Healthcare 14.25%
2 Technology 10.56%
3 Financials 10.31%
4 Industrials 5.48%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DMF
151
DELISTED
BNY Mellon Municipal Income
DMF
$3.49M 0.19%
459,990
-224,116
-33% -$1.7M
VGSH icon
152
Vanguard Short-Term Treasury ETF
VGSH
$22.8B
$3.43M 0.18%
57,869
-2,122
-4% -$126K
ARDC
153
Are Dynamic Credit Allocation Fund
ARDC
$352M
$3.41M 0.18%
236,422
+17,495
+8% +$253K
MCA
154
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$3.39M 0.18%
257,675
-32,028
-11% -$421K
PFLT icon
155
PennantPark Floating Rate Capital
PFLT
$1.02B
$3.37M 0.18%
249,387
-13,004
-5% -$176K
IGLB icon
156
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.49B
$3.34M 0.18%
54,383
+5,242
+11% +$322K
BNY icon
157
BlackRock New York Municipal Income Trust
BNY
$232M
$3.34M 0.18%
273,874
-33,621
-11% -$410K
AUPH icon
158
Aurinia Pharmaceuticals
AUPH
$1.65B
$3.29M 0.17%
265,598
-4,407
-2% -$54.6K
IBM icon
159
IBM
IBM
$230B
$3.28M 0.17%
25,195
-1,182
-4% -$154K
SSTK icon
160
Shutterstock
SSTK
$730M
$3.28M 0.17%
35,190
+10,068
+40% +$937K
PFE icon
161
Pfizer
PFE
$140B
$3.22M 0.17%
62,194
-1,620
-3% -$83.9K
AMD icon
162
Advanced Micro Devices
AMD
$263B
$3.16M 0.17%
28,936
+3,209
+12% +$351K
AMGN icon
163
Amgen
AMGN
$151B
$3.16M 0.17%
13,077
+1,136
+10% +$275K
PRU icon
164
Prudential Financial
PRU
$38.3B
$3.15M 0.17%
26,664
-1,075
-4% -$127K
CMCSA icon
165
Comcast
CMCSA
$125B
$3.08M 0.16%
65,718
+3,483
+6% +$163K
GBDC icon
166
Golub Capital BDC
GBDC
$3.94B
$3.06M 0.16%
201,461
-26,201
-12% -$398K
AVGO icon
167
Broadcom
AVGO
$1.44T
$3.06M 0.16%
48,560
-620
-1% -$39K
EVM
168
Eaton Vance California Municipal Bond Fund
EVM
$222M
$3.01M 0.16%
300,110
+3,050
+1% +$30.6K
KLAC icon
169
KLA
KLAC
$115B
$3.01M 0.16%
8,224
-319
-4% -$117K
XYZ
170
Block, Inc.
XYZ
$46.2B
$3M 0.16%
22,107
+607
+3% +$82.3K
SYY icon
171
Sysco
SYY
$39.5B
$2.99M 0.16%
36,660
– –
BX icon
172
Blackstone
BX
$133B
$2.94M 0.16%
23,159
+11,400
+97% +$1.45M
TFC icon
173
Truist Financial
TFC
$60.7B
$2.94M 0.16%
51,808
+7,582
+17% +$430K
JMST icon
174
JPMorgan Ultra-Short Municipal Income ETF
JMST
$4.39B
$2.91M 0.15%
57,422
+5,470
+11% +$277K
ETG
175
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.6B
$2.89M 0.15%
140,431
-34,317
-20% -$706K
5 6
7
8 9