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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$2.04B
AUM Growth
+$132M
Cap. Flow
+$57.2M
Cap. Flow %
2.81%
Top 10 Hldgs %
16.02%
Holding
802
New
92
Increased
355
Reduced
281
Closed
60

Top Buys

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$18.1M
2
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$11.1M
3
HYDB icon
iShares High Yield Systematic Bond ETF
HYDB
+$9.47M
4
NXP icon
Nuveen Select Tax-Free Income Portfolio
NXP
+$6.99M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$19.1M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.6M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$10.3M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$10.2M
5
NMZ icon
Nuveen Municipal High Income Opportunity Fund
NMZ
+$7.01M

Sector Composition

Rank Sector Weight
1 Healthcare 14.27%
2 Technology 12%
3 Financials 9.31%
4 Industrials 5.32%
5 Consumer Discretionary 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
151
AbbVie
ABBV
$438B
$3.7M 0.18%
27,352
-1,643
-6% -$194K
AMD icon
152
Advanced Micro Devices
AMD
$767B
$3.7M 0.18%
25,727
-15,213
-37% -$2.04M
NKX icon
153
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$3.7M 0.18%
233,881
+11,079
+5% +$179K
SRLN icon
154
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$3.7M 0.18%
81,107
-4,715
-5% -$216K
KLAC icon
155
KLA
KLAC
$252B
$3.67M 0.18%
85,430
-38,090
-31% -$1.47M
BGB
156
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$3.67M 0.18%
272,174
+5,956
+2% +$82.4K
BKN
157
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$3.67M 0.18%
211,566
-102,154
-33% -$1.77M
VGSH icon
158
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$3.65M 0.18%
59,991
+5,558
+10% +$340K
TPVG icon
159
TriplePoint Venture Growth BDC
TPVG
$212M
$3.64M 0.18%
202,728
+45,576
+29% +$798K
CSWC icon
160
Capital Southwest
CSWC
$1.6B
$3.64M 0.18%
143,831
-5,317
-4% -$142K
FISV
161
Fiserv Inc
FISV
$27.8B
$3.62M 0.18%
34,915
+225
+0.6% +$23.3K
AXSM icon
162
Axsome Therapeutics
AXSM
$11.4B
$3.59M 0.18%
95,047
+14,836
+18% +$546K
ARDC
163
Are Dynamic Credit Allocation Fund
ARDC
$299M
$3.58M 0.18%
218,927
-16,859
-7% -$271K
SAR icon
164
Saratoga Investment
SAR
$317M
$3.54M 0.17%
120,513
-7,520
-6% -$219K
GBT
165
DELISTED
Global Blood Therapeutics, Inc.
GBT
$3.54M 0.17%
120,966
-6,079
-5% -$188K
IBM icon
166
IBM
IBM
$223B
$3.53M 0.17%
26,377
-1,150
-4% -$144K
GBDC icon
167
Golub Capital BDC
GBDC
$3.41B
$3.52M 0.17%
227,662
-4,426
-2% -$68.5K
SBUX icon
168
Starbucks
SBUX
$119B
$3.5M 0.17%
29,962
-903
-3% -$102K
XYZ
169
Block Inc
XYZ
$47.5B
$3.47M 0.17%
21,500
+1,312
+6% +$284K
EVM
170
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$3.45M 0.17%
297,060
+33,234
+13% +$392K
FLWS icon
171
1-800-Flowers.com
FLWS
$255M
$3.43M 0.17%
146,713
+13,337
+10% +$388K
IGLB icon
172
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$3.42M 0.17%
49,141
+8,434
+21% +$589K
VZ icon
173
Verizon
VZ
$195B
$3.38M 0.17%
64,945
+492
+0.8% +$25.7K
PFLT icon
174
PennantPark Floating Rate Capital
PFLT
$734M
$3.35M 0.16%
262,391
+23,223
+10% +$305K
HTGC icon
175
Hercules Capital
HTGC
$3.21B
$3.31M 0.16%
199,604
-10,200
-5% -$173K
5 6
7
8 9

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Hennion & Walsh Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Hennion & Walsh Asset Management held 802 positions worth $2.04B, up 7% from $1.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management's Q4 2021 filing shows 92 new, 355 increased, 281 reduced and 60 closed positions. Its largest new stake was JPMorgan Short Duration Core Plus ETF: 362,975 shares worth $18.1M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $19.1M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • Hennion & Walsh Asset Management's largest Q4 2021 buy was JPMorgan Short Duration Core Plus ETF: 362,975 shares worth $18.1M.
  • Hennion & Walsh Asset Management added most to Invesco Value Municipal Income Trust in Q4 2021, an estimated $5M increase.
  • Hennion & Walsh Asset Management's biggest Q4 2021 reduction was BlackRock Municipal Income Trust II, cutting an estimated $10.3M.
  • Hennion & Walsh Asset Management fully exited JPMorgan Ultra-Short Income ETF in Q4 2021, selling an estimated $19.1M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $2.04B portfolio in Q4 2021.
  • Hennion & Walsh Asset Management opened 92 new positions and closed 60 in Q4 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 7% quarter-over-quarter to $2.04B.

Based on Hennion & Walsh Asset Management's 13F filing for Q4 2021, filed 14 Feb 2022.