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HWAM
Hennion & Walsh Asset Management Portfolio holdings
AUM
$3.5B
1-Year Est. Return
41.95%
This Fund
S&P 500
This Quarter
Est. Return
-0.13%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.9B
AUM Growth
+$27.7M
(+1.5%)
Cap. Flow
+$64.6M
Cap. Flow
% of AUM
3.39%
Top 10 Holdings %
Top 10 Hldgs %
15.8%
Holding
781
New
57
Increased
347
Reduced
285
Closed
71
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares International Equity Factor ETF
INTF
|
+$9.91M |
| 2 |
iShares MSCI Emerging Markets ex China ETF
EMXC
|
+$7.58M |
| 3 |
BlackRock MuniHoldings Fund
MHD
|
+$6.67M |
| 4 |
Nuveen AMT-Free Municipal Credit Income Fund
NVG
|
+$5.95M |
| 5 |
Invesco Value Municipal Income Trust
IIM
|
+$5.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$5.8M |
| 2 |
CXE
MFS High Income Municipal Trust
CXE
|
+$5.58M |
| 3 |
BLE
BlackRock Municipal Income Trust II
BLE
|
+$5.31M |
| 4 |
Invesco Municipal Opportunity Trust
VMO
|
+$5.09M |
| 5 |
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
|
+$5.03M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.07% |
| 2 | Technology | 11.15% |
| 3 | Financials | 8.93% |
| 4 | Consumer Discretionary | 4.97% |
| 5 | Industrials | 4.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
| $3.65M | 0.19% |
222,802
+66,009
| +42% | +$1.09M |
|
152
BlackRock TCP Capital
TCPC
$331M
| $3.64M | 0.19% |
268,006
+21,500
| +9% | +$302K |
|
153
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
| $3.61M | 0.19% |
230,180
+34,205
| +17% | +$547K |
|
154
Estee Lauder
EL
$31.5B
| $3.59M | 0.19% |
11,968
+992
| +9% | +$324K |
|
155
American Tower
AMT
$78.8B
| $3.54M | 0.19% |
13,342
+5,126
| +62% | +$1.46M |
|
156
Sixth Street Specialty
TSLX
$1.79B
| $3.54M | 0.19% |
159,424
+19,011
| +14% | +$436K |
|
157
Sysco
SYY
$40.1B
| $3.53M | 0.19% |
44,931
-1,535
| -3% | -$117K |
|
158
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
| $3.52M | 0.19% |
224,487
+75,773
| +51% | +$1.21M |
|
159
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| $3.49M | 0.18% |
58,162
+13,188
| +29% | +$801K |
|
160
Bristol-Myers Squibb
BMY
$132B
| $3.49M | 0.18% |
58,956
-3,055
| -5% | -$201K |
|
161
Hercules Capital
HTGC
$3.21B
| $3.48M | 0.18% |
209,804
+8,178
| +4% | +$139K |
|
162
Verizon
VZ
$195B
| $3.48M | 0.18% |
64,453
-856
| -1% | -$47.4K |
|
163
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
| $3.46M | 0.18% |
63,294
+9,625
| +18% | +$527K |
|
164
TG Therapeutics
TGTX
$7.52B
| $3.46M | 0.18% |
103,814
-2,289
| -2% | -$70.8K |
|
165
Starbucks
SBUX
$119B
| $3.4M | 0.18% |
30,865
+6,090
| +25% | +$713K |
|
166
American Water Works
AWK
$26.9B
| $3.38M | 0.18% |
20,025
-2,633
| -12% | -$460K |
|
167
New Mountain Finance
NMFC
$726M
| $3.34M | 0.18% |
251,176
+46,665
| +23% | +$624K |
|
168
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
| $3.34M | 0.18% |
54,433
-4,802
| -8% | -$295K |
|
169
Goldman Sachs BDC
GSBD
$1.1B
| $3.31M | 0.17% |
180,604
+49,209
| +37% | +$941K |
|
170
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
| $3.28M | 0.17% |
64,876
+7,129
| +12% | +$360K |
|
171
Citizens Financial Group
CFG
$30.6B
| $3.27M | 0.17% |
69,585
-208
| -0.3% | -$9.13K |
|
172
Corning
GLW
$136B
| $3.25M | 0.17% |
89,030
+27,560
| +45% | +$1.1M |
|
|
MYC
173
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
| $3.25M | 0.17% |
213,827
-22,863
| -10% | -$354K |
|
|
GBT
174
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $3.24M | 0.17% |
127,045
+5,788
| +5% | +$170K |
|
|
MMU
175
Western Asset Managed Municipals Fund
MMU
$554M
| $3.22M | 0.17% |
241,268
-2,594
| -1% | -$35.2K |
|
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Hennion & Walsh Asset Management's Q3 2021 Portfolio in Review
As of Q3 2021, Hennion & Walsh Asset Management held 781 positions worth $1.9B, up 1.5% from $1.88B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
Hennion & Walsh Asset Management deployed $64.6M of net new capital in Q3 2021, opening 57 new positions and adding to 347 existing holdings. Its largest new stake was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core MSCI Emerging Markets ETF, an estimated $5.8M trimmed.
- Hennion & Walsh Asset Management's largest Q3 2021 buy was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
- Hennion & Walsh Asset Management added most to BlackRock MuniHoldings Fund in Q3 2021, an estimated $6.67M increase.
- Hennion & Walsh Asset Management's biggest Q3 2021 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $5.8M.
- Hennion & Walsh Asset Management fully exited MFS High Income Municipal Trust in Q3 2021, selling an estimated $5.58M.
- Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.9B portfolio in Q3 2021.
- Hennion & Walsh Asset Management opened 57 new positions and closed 71 in Q3 2021.
- Hennion & Walsh Asset Management's portfolio value rose 1.5% quarter-over-quarter to $1.9B.
Based on Hennion & Walsh Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.