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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.66B
AUM Growth
–
Cap. Flow
+$1.66B
Cap. Flow %
100.03%
Top 10 Hldgs %
15.4%
Holding
693
New
693
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$42.4M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$31.4M
3
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$30.9M
4
BFK
BlackRock Municipal Income Trust
BFK
+$22.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$22.4M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Healthcare 17.27%
2 Technology 10.67%
3 Financials 7.63%
4 Consumer Discretionary 5.41%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
151
Moody's
MCO
$82.8B
$3.09M 0.19%
+10,361
New +$2.92M
CRM icon
152
Salesforce
CRM
$162B
$3.05M 0.18%
+14,414
New +$3.21M
ENX
153
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$3.05M 0.18%
+249,710
New +$3.03M
AVGO icon
154
Broadcom
AVGO
$2.01T
$3M 0.18%
+64,790
New +$3M
HZNP
155
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$3M 0.18%
+32,622
New +$2.75M
PLYM
156
DELISTED
Plymouth Industrial REIT
PLYM
$2.99M 0.18%
+177,304
New +$2.77M
NUAN
157
DELISTED
Nuance Communications, Inc.
NUAN
$2.98M 0.18%
+68,212
New +$3.14M
IQV icon
158
IQVIA
IQV
$39.8B
$2.97M 0.18%
+15,372
New +$2.89M
BAX icon
159
Baxter International
BAX
$14.4B
$2.96M 0.18%
+35,144
New +$2.79M
EVM
160
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$2.95M 0.18%
+253,333
New +$2.92M
TCPC icon
161
BlackRock TCP Capital
TCPC
$331M
$2.94M 0.18%
+212,922
New +$2.7M
ARDC
162
Are Dynamic Credit Allocation Fund
ARDC
$299M
$2.94M 0.18%
+195,834
New +$2.9M
HTGC icon
163
Hercules Capital
HTGC
$3.21B
$2.94M 0.18%
+183,189
New +$2.84M
BABA icon
164
Alibaba
BABA
$317B
$2.93M 0.18%
+12,923
New +$3.17M
SAGE
165
DELISTED
Sage Therapeutics
SAGE
$2.93M 0.18%
+39,151
New +$3.21M
ABBV icon
166
AbbVie
ABBV
$438B
$2.92M 0.18%
+27,018
New +$2.89M
ETG
167
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
$2.86M 0.17%
+149,877
New +$2.75M
NXR
168
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$2.84M 0.17%
+169,001
New +$2.86M
ATVI
169
DELISTED
Activision Blizzard
ATVI
$2.84M 0.17%
+30,535
New +$2.87M
ARCC icon
170
Ares Capital
ARCC
$14.3B
$2.82M 0.17%
+150,505
New +$2.71M
FAST icon
171
Fastenal
FAST
$59.8B
$2.81M 0.17%
+111,968
New +$2.68M
KPTI icon
172
Karyopharm Therapeutics
KPTI
$44.4M
$2.81M 0.17%
+17,798
New +$3.75M
PLD icon
173
Prologis
PLD
$132B
$2.8M 0.17%
+26,388
New +$2.69M
ALL icon
174
Allstate
ALL
$68.2B
$2.76M 0.17%
+24,011
New +$2.65M
CGBD icon
175
Carlyle Secured Lending
CGBD
$766M
$2.76M 0.17%
+208,892
New +$2.53M
5 6
7
8 9

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DAM
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Hennion & Walsh Asset Management's Q1 2021 Portfolio in Review

Q1 2021 is the first quarter with a 13F filing on record for Hennion & Walsh Asset Management, which disclosed 693 positions worth $1.66B. Its ten largest holdings account for 15% of the portfolio.

Its largest position is Goldman Sachs ActiveBeta US Large Cap Equity ETF: 546,261 shares worth $43.2M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, followed by Technology and Financials.

  • Hennion & Walsh Asset Management's largest Q1 2021 buy was Goldman Sachs ActiveBeta US Large Cap Equity ETF: 546,261 shares worth $43.2M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 15% of its $1.66B portfolio in Q1 2021.
  • Hennion & Walsh Asset Management disclosed 693 positions in Q1 2021, its first 13F filing on record.

Based on Hennion & Walsh Asset Management's 13F filing for Q1 2021, filed 17 May 2021.