We are live on ! Find out more
HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$2.04B
AUM Growth
+$132M
Cap. Flow
+$57.2M
Cap. Flow %
2.81%
Top 10 Hldgs %
16.02%
Holding
802
New
92
Increased
355
Reduced
281
Closed
60

Top Buys

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$18.1M
2
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$11.1M
3
HYDB icon
iShares High Yield Systematic Bond ETF
HYDB
+$9.47M
4
NXP icon
Nuveen Select Tax-Free Income Portfolio
NXP
+$6.99M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$19.1M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.6M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$10.3M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$10.2M
5
NMZ icon
Nuveen Municipal High Income Opportunity Fund
NMZ
+$7.01M

Sector Composition

Rank Sector Weight
1 Healthcare 14.27%
2 Technology 12%
3 Financials 9.31%
4 Industrials 5.32%
5 Consumer Discretionary 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAD icon
126
Acadia Pharmaceuticals
ACAD
$5.06B
$4.44M 0.22%
190,155
+8,692
+5% +$175K
PG icon
127
Procter & Gamble
PG
$340B
$4.42M 0.22%
27,015
-19
-0.1% -$2.82K
HON icon
128
Honeywell
HON
$77B
$4.37M 0.21%
22,242
-411
-2% -$83K
MUC icon
129
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$4.29M 0.21%
278,014
+47,834
+21% +$750K
EMB icon
130
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$4.19M 0.21%
38,450
-1,742
-4% -$190K
NKTR icon
131
Nektar Therapeutics
NKTR
$2.53B
$4.18M 0.21%
20,642
+1,668
+9% +$362K
AWK icon
132
American Water Works
AWK
$26.9B
$4.14M 0.2%
21,942
+1,917
+10% +$335K
GSBD icon
133
Goldman Sachs BDC
GSBD
$1.1B
$4.14M 0.2%
216,034
+35,430
+20% +$672K
IGIB icon
134
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$4.13M 0.2%
69,733
+11,571
+20% +$689K
IGSB icon
135
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$4.09M 0.2%
75,883
+12,589
+20% +$682K
NUAN
136
DELISTED
Nuance Communications, Inc.
NUAN
$4.08M 0.2%
73,790
-520
-0.7% -$28.7K
OPK icon
137
Opko Health
OPK
$1.04B
$4.05M 0.2%
842,326
-769,741
-48% -$3.12M
TSLX icon
138
Sixth Street Specialty
TSLX
$1.79B
$4.03M 0.2%
172,308
+12,884
+8% +$303K
ETG
139
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
$3.97M 0.2%
174,748
-37,049
-17% -$818K
EBAY icon
140
eBay
EBAY
$47.9B
$3.91M 0.19%
58,778
+2,574
+5% +$184K
DOW icon
141
Dow Inc
DOW
$22.1B
$3.91M 0.19%
68,856
+20,570
+43% +$1.17M
BMY icon
142
Bristol-Myers Squibb
BMY
$132B
$3.88M 0.19%
62,252
+3,296
+6% +$193K
TCPC icon
143
BlackRock TCP Capital
TCPC
$331M
$3.88M 0.19%
287,270
+19,264
+7% +$267K
MUNI icon
144
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$3.87M 0.19%
68,897
+12,089
+21% +$680K
ICSH icon
145
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$3.85M 0.19%
76,368
+11,492
+18% +$580K
AKAM icon
146
Akamai
AKAM
$16.9B
$3.83M 0.19%
32,703
+4,178
+15% +$459K
GLW icon
147
Corning
GLW
$136B
$3.78M 0.19%
101,491
+12,461
+14% +$467K
NAC icon
148
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$3.77M 0.19%
241,032
+16,545
+7% +$255K
PFE icon
149
Pfizer
PFE
$154B
$3.77M 0.19%
63,814
-10,751
-14% -$533K
NMFC icon
150
New Mountain Finance
NMFC
$726M
$3.76M 0.18%
274,307
+23,131
+9% +$316K
4 5
6
7 8

Similar funds

TCM
TCG Crossover Management Palo Alto, California $3.5B AUM 1,165.83% 1-Year Est. Return
BCP
BDT Capital Partners Chicago, Illinois $3.51B AUM 31.02% 1-Year Est. Return
TH
TCTC Holdings Dallas, Texas $3.51B AUM 30.71% 1-Year Est. Return
DILIC
Dai-ichi Life Insurance Company Tokyo, Japan $3.49B AUM 27.28% 1-Year Est. Return
TYCC
Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return
ACM
Aquatic Capital Management Chicago, Illinois $3.48B AUM 24.9% 1-Year Est. Return
MSC
MUFG Securities (Canada) New York $3.48B AUM 45.13% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Hennion & Walsh Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Hennion & Walsh Asset Management held 802 positions worth $2.04B, up 7% from $1.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management's Q4 2021 filing shows 92 new, 355 increased, 281 reduced and 60 closed positions. Its largest new stake was JPMorgan Short Duration Core Plus ETF: 362,975 shares worth $18.1M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $19.1M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • Hennion & Walsh Asset Management's largest Q4 2021 buy was JPMorgan Short Duration Core Plus ETF: 362,975 shares worth $18.1M.
  • Hennion & Walsh Asset Management added most to Invesco Value Municipal Income Trust in Q4 2021, an estimated $5M increase.
  • Hennion & Walsh Asset Management's biggest Q4 2021 reduction was BlackRock Municipal Income Trust II, cutting an estimated $10.3M.
  • Hennion & Walsh Asset Management fully exited JPMorgan Ultra-Short Income ETF in Q4 2021, selling an estimated $19.1M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $2.04B portfolio in Q4 2021.
  • Hennion & Walsh Asset Management opened 92 new positions and closed 60 in Q4 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 7% quarter-over-quarter to $2.04B.

Based on Hennion & Walsh Asset Management's 13F filing for Q4 2021, filed 14 Feb 2022.