We are live on ! Find out more
HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.9B
AUM Growth
+$27.7M
Cap. Flow
+$64.6M
Cap. Flow %
3.39%
Top 10 Hldgs %
15.8%
Holding
781
New
57
Increased
347
Reduced
285
Closed
71

Top Buys

Rank Stock Value
1
INTF icon
iShares International Equity Factor ETF
INTF
+$9.91M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$7.58M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$6.67M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.95M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5.78M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.8M
2
CXE
MFS High Income Municipal Trust
CXE
+$5.58M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$5.31M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$5.09M
5
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$5.03M

Sector Composition

Rank Sector Weight
1 Healthcare 16.07%
2 Technology 11.15%
3 Financials 8.93%
4 Consumer Discretionary 4.97%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTA
126
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$4.01M 0.21%
296,850
-257,444
-46% -$3.6M
MQT
127
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$4.01M 0.21%
+278,494
New +$4.11M
RETA
128
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$4M 0.21%
39,785
+3,700
+10% +$434K
ADP icon
129
Automatic Data Processing
ADP
$108B
$3.96M 0.21%
19,818
+5,792
+41% +$1.19M
SRLN icon
130
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$3.95M 0.21%
85,822
+3,529
+4% +$162K
SHW icon
131
Sherwin-Williams
SHW
$88.8B
$3.95M 0.21%
14,113
+2,125
+18% +$622K
HRTX icon
132
Heron Therapeutics
HRTX
$58.1M
$3.92M 0.21%
367,117
-13,125
-3% -$160K
EBAY icon
133
eBay
EBAY
$47.5B
$3.92M 0.21%
56,204
-5,048
-8% -$362K
ASND icon
134
Ascendis Pharma A/S
ASND
$16.8B
$3.91M 0.21%
24,518
-1,155
-4% -$158K
XLRN
135
DELISTED
Acceleron Pharma
XLRN
$3.9M 0.21%
22,685
-979
-4% -$128K
VTN icon
136
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$3.87M 0.2%
286,979
+31,575
+12% +$436K
ISRG icon
137
Intuitive Surgical
ISRG
$141B
$3.87M 0.2%
11,667
+4,476
+62% +$1.5M
MUE
138
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$3.87M 0.2%
+280,068
New +$4.04M
ARDC
139
Are Dynamic Credit Allocation Fund
ARDC
$299M
$3.82M 0.2%
235,786
+7,825
+3% +$127K
GOOG icon
140
Alphabet (Google) Class C
GOOG
$4.28T
$3.79M 0.2%
28,420
+4,320
+18% +$596K
PG icon
141
Procter & Gamble
PG
$336B
$3.78M 0.2%
27,034
-3,065
-10% -$434K
FISV
142
Fiserv Inc
FISV
$27.6B
$3.76M 0.2%
34,690
-864
-2% -$96.5K
CSWC icon
143
Capital Southwest
CSWC
$1.6B
$3.76M 0.2%
149,148
+12,690
+9% +$330K
NRK icon
144
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$919M
$3.71M 0.2%
268,326
+117,091
+77% +$1.66M
OBDC icon
145
Blue Owl Capital
OBDC
$5.74B
$3.7M 0.19%
261,818
+87,880
+51% +$1.27M
BGB
146
Blackstone Strategic Credit 2027 Term Fund
BGB
$504M
$3.69M 0.19%
266,218
+21,845
+9% +$303K
PNC icon
147
PNC Financial Services
PNC
$100B
$3.68M 0.19%
18,830
+5,631
+43% +$1.06M
SAR icon
148
Saratoga Investment
SAR
$317M
$3.68M 0.19%
128,033
+6,949
+6% +$192K
GBDC icon
149
Golub Capital BDC
GBDC
$3.41B
$3.67M 0.19%
232,088
+35,429
+18% +$557K
IBM icon
150
IBM
IBM
$224B
$3.66M 0.19%
27,527
-766
-3% -$102K
4 5
6
7 8

Similar funds

TCM
TCG Crossover Management Palo Alto, California $3.5B AUM 1,165.83% 1-Year Est. Return
BCP
BDT Capital Partners Chicago, Illinois $3.51B AUM 31.02% 1-Year Est. Return
TH
TCTC Holdings Dallas, Texas $3.51B AUM 30.71% 1-Year Est. Return
DILIC
Dai-ichi Life Insurance Company Tokyo, Japan $3.49B AUM 27.28% 1-Year Est. Return
TYCC
Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return
ACM
Aquatic Capital Management Chicago, Illinois $3.48B AUM 24.9% 1-Year Est. Return
MSC
MUFG Securities (Canada) New York $3.48B AUM 45.13% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Hennion & Walsh Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Hennion & Walsh Asset Management held 781 positions worth $1.9B, up 1.5% from $1.88B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management deployed $64.6M of net new capital in Q3 2021, opening 57 new positions and adding to 347 existing holdings. Its largest new stake was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core MSCI Emerging Markets ETF, an estimated $5.8M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2021 buy was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
  • Hennion & Walsh Asset Management added most to BlackRock MuniHoldings Fund in Q3 2021, an estimated $6.67M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2021 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $5.8M.
  • Hennion & Walsh Asset Management fully exited MFS High Income Municipal Trust in Q3 2021, selling an estimated $5.58M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.9B portfolio in Q3 2021.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 71 in Q3 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 1.5% quarter-over-quarter to $1.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.