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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMUB icon
101
JPMorgan Municipal ETF
JMUB
$8.5B
$3.77M 0.24%
78,011
-207
-0.3% -$10.3K
HD icon
102
Home Depot
HD
$354B
$3.76M 0.24%
12,448
-116
-0.9% -$37.3K
TT icon
103
Trane Technologies
TT
$106B
$3.75M 0.24%
18,485
+5,407
+41% +$1.08M
BMY icon
104
Bristol-Myers Squibb
BMY
$130B
$3.7M 0.24%
63,829
-4,757
-7% -$291K
NZF icon
105
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$3.7M 0.24%
355,078
+222,098
+167% +$2.51M
BFZ
106
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$3.69M 0.24%
358,458
+21,799
+6% +$246K
MS icon
107
Morgan Stanley
MS
$339B
$3.69M 0.24%
45,159
+8,688
+24% +$754K
TCPC icon
108
BlackRock TCP Capital
TCPC
$327M
$3.67M 0.23%
312,472
+14,066
+5% +$169K
TJX icon
109
TJX Companies
TJX
$173B
$3.65M 0.23%
41,071
+433
+1% +$38.1K
MUI
110
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$3.55M 0.23%
349,983
-10,089
-3% -$111K
BAC icon
111
Bank of America
BAC
$448B
$3.52M 0.22%
128,733
+25,773
+25% +$763K
AMAT icon
112
Applied Materials
AMAT
$416B
$3.49M 0.22%
25,179
+4,346
+21% +$623K
HSY icon
113
Hershey
HSY
$36.6B
$3.44M 0.22%
17,205
-4,810
-22% -$1.08M
TY icon
114
TRI-Continental Corp
TY
$1.9B
$3.4M 0.22%
128,024
+12,748
+11% +$351K
IGLB icon
115
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$3.39M 0.22%
71,896
+9,092
+14% +$451K
BBDC icon
116
Barings BDC
BBDC
$977M
$3.38M 0.22%
379,703
+100,287
+36% +$863K
LMT icon
117
Lockheed Martin
LMT
$137B
$3.36M 0.21%
8,225
-2,218
-21% -$984K
EVM
118
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$3.32M 0.21%
409,153
-23,750
-5% -$207K
ENX
119
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$3.31M 0.21%
399,087
-43,911
-10% -$405K
ANET icon
120
Arista Networks
ANET
$247B
$3.3M 0.21%
71,860
-10,084
-12% -$449K
IBM icon
121
IBM
IBM
$225B
$3.25M 0.21%
23,135
+1,294
+6% +$184K
WSO icon
122
Watsco Inc
WSO
$13.2B
$3.18M 0.2%
8,410
-1,730
-17% -$625K
MSM icon
123
MSC Industrial Direct
MSM
$6.81B
$3.14M 0.2%
31,964
-189
-0.6% -$18.7K
CIVI
124
DELISTED
Civitas Resources
CIVI
$3.13M 0.2%
38,693
+8,821
+30% +$682K
MCD icon
125
McDonald's
MCD
$193B
$3.11M 0.2%
11,801
+2,109
+22% +$602K
3 4
5
6 7

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TYCC
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DAM
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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.