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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.9B
AUM Growth
+$27.7M
Cap. Flow
+$64.6M
Cap. Flow %
3.39%
Top 10 Hldgs %
15.8%
Holding
781
New
57
Increased
347
Reduced
285
Closed
71

Top Buys

Rank Stock Value
1
INTF icon
iShares International Equity Factor ETF
INTF
+$9.91M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$7.58M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$6.67M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.95M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5.78M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.8M
2
CXE
MFS High Income Municipal Trust
CXE
+$5.58M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$5.31M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$5.09M
5
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$5.03M

Sector Composition

Rank Sector Weight
1 Healthcare 16.07%
2 Technology 11.15%
3 Financials 8.93%
4 Consumer Discretionary 4.97%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
101
Northrop Grumman
NOC
$82.1B
$4.92M 0.26%
13,675
+1,922
+16% +$695K
NAN icon
102
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$4.91M 0.26%
333,659
+117,680
+54% +$1.78M
XYZ
103
Block Inc
XYZ
$47.5B
$4.84M 0.25%
20,188
+2,200
+12% +$565K
ENX
104
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$4.59M 0.24%
373,987
+49,426
+15% +$623K
MHI
105
DELISTED
Pioneer Municipal High Income Fund
MHI
$4.55M 0.24%
375,273
-1,224
-0.3% -$15.6K
NAD icon
106
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$4.54M 0.24%
+290,503
New +$4.71M
HON icon
107
Honeywell
HON
$77B
$4.53M 0.24%
22,653
-5,250
-19% -$1.12M
ADSK icon
108
Autodesk
ADSK
$54.1B
$4.53M 0.24%
15,873
-131
-0.8% -$40.1K
MCA
109
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.52M 0.24%
284,212
+12,103
+4% +$193K
ETG
110
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
$4.51M 0.24%
211,797
+30,858
+17% +$664K
FAST icon
111
Fastenal
FAST
$59.8B
$4.48M 0.24%
173,506
+12,050
+7% +$327K
EMB icon
112
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$4.42M 0.23%
40,192
+4,292
+12% +$482K
PLYM
113
DELISTED
Plymouth Industrial REIT
PLYM
$4.36M 0.23%
191,655
+7,180
+4% +$161K
IQI icon
114
Invesco Quality Municipal Securities
IQI
$533M
$4.36M 0.23%
+330,466
New +$4.51M
TGT icon
115
Target
TGT
$69B
$4.34M 0.23%
18,992
+5,948
+46% +$1.49M
MVT
116
DELISTED
BlackRock MuniVest Fund II
MVT
$4.31M 0.23%
283,375
-3,047
-1% -$48.9K
AMD icon
117
Advanced Micro Devices
AMD
$767B
$4.21M 0.22%
40,940
-2,042
-5% -$209K
BNY
118
DELISTED
BlackRock New York Municipal Income Trust
BNY
$4.17M 0.22%
271,512
-60,220
-18% -$921K
MYN icon
119
BlackRock MuniYield New York Quality Fund
MYN
$376M
$4.16M 0.22%
301,896
+66,311
+28% +$951K
MHN
120
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$4.14M 0.22%
284,791
+56,591
+25% +$840K
KLAC icon
121
KLA
KLAC
$252B
$4.13M 0.22%
123,520
-5,790
-4% -$193K
CGBD icon
122
Carlyle Secured Lending
CGBD
$766M
$4.09M 0.21%
305,001
+53,857
+21% +$735K
NUAN
123
DELISTED
Nuance Communications, Inc.
NUAN
$4.09M 0.21%
74,310
+1,616
+2% +$88.8K
FLWS icon
124
1-800-Flowers.com
FLWS
$255M
$4.07M 0.21%
133,376
-2,928
-2% -$92.6K
CTLT
125
DELISTED
CATALENT, INC.
CTLT
$4.06M 0.21%
30,478
+8,739
+40% +$1.09M
3 4
5
6 7

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Hennion & Walsh Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Hennion & Walsh Asset Management held 781 positions worth $1.9B, up 1.5% from $1.88B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management deployed $64.6M of net new capital in Q3 2021, opening 57 new positions and adding to 347 existing holdings. Its largest new stake was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core MSCI Emerging Markets ETF, an estimated $5.8M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2021 buy was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
  • Hennion & Walsh Asset Management added most to BlackRock MuniHoldings Fund in Q3 2021, an estimated $6.67M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2021 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $5.8M.
  • Hennion & Walsh Asset Management fully exited MFS High Income Municipal Trust in Q3 2021, selling an estimated $5.58M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.9B portfolio in Q3 2021.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 71 in Q3 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 1.5% quarter-over-quarter to $1.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.