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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
76
Intuit
INTU
$91.6B
$4.56M 0.29%
8,930
+1,123
+14% +$568K
IQI icon
77
Invesco Quality Municipal Securities
IQI
$534M
$4.55M 0.29%
542,588
-290,163
-35% -$2.67M
PXD
78
DELISTED
Pioneer Natural Resource Co.
PXD
$4.47M 0.29%
19,473
-3,363
-15% -$765K
JPM icon
79
JPMorgan Chase
JPM
$960B
$4.45M 0.28%
30,668
-4,371
-12% -$655K
COST icon
80
Costco
COST
$417B
$4.41M 0.28%
7,799
-5,268
-40% -$2.91M
ARDC
81
Are Dynamic Credit Allocation Fund
ARDC
$299M
$4.37M 0.28%
338,558
-15,170
-4% -$192K
INSM icon
82
Insmed
INSM
$29.3B
$4.32M 0.28%
171,006
+14,379
+9% +$329K
DOW icon
83
Dow Inc
DOW
$22.7B
$4.31M 0.27%
83,543
+3,733
+5% +$200K
UNH icon
84
UnitedHealth
UNH
$369B
$4.31M 0.27%
8,539
-2,677
-24% -$1.32M
CSWC icon
85
Capital Southwest
CSWC
$1.6B
$4.23M 0.27%
184,698
+25,840
+16% +$560K
HRB icon
86
H&R Block
HRB
$5.78B
$4.11M 0.26%
95,504
-9,032
-9% -$333K
MUC icon
87
BlackRock MuniHoldings California Quality Fund
MUC
$1.02B
$4.1M 0.26%
428,791
-96,538
-18% -$1.01M
VKI icon
88
Invesco Advantage Municipal Income Trust II
VKI
$398M
$4.1M 0.26%
552,684
+27,251
+5% +$223K
DHR icon
89
Danaher
DHR
$146B
$4.09M 0.26%
18,587
-4,316
-19% -$963K
OCSL icon
90
Oaktree Specialty Lending
OCSL
$1.12B
$4.04M 0.26%
200,671
-17,209
-8% -$344K
SYY icon
91
Sysco
SYY
$40.4B
$4.03M 0.26%
61,090
– –
BGH
92
Barings Global Short Duration High Yield Fund
BGH
$286M
$4.02M 0.26%
316,626
-1,382
-0.4% -$18.3K
IGIB icon
93
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$4.01M 0.26%
82,385
-9,368
-10% -$466K
AVGO icon
94
Broadcom
AVGO
$2T
$4M 0.25%
48,100
-3,940
-8% -$342K
ABT icon
95
Abbott
ABT
$190B
$3.97M 0.25%
41,038
+5,061
+14% +$532K
SRE icon
96
Sempra
SRE
$55.4B
$3.95M 0.25%
58,017
+213
+0.4% +$15.4K
OBDC icon
97
Blue Owl Capital
OBDC
$5.75B
$3.94M 0.25%
284,627
-89,486
-24% -$1.24M
NUV icon
98
Nuveen Municipal Value Fund
NUV
$1.9B
$3.91M 0.25%
473,236
+54,486
+13% +$464K
PH icon
99
Parker-Hannifin
PH
$135B
$3.89M 0.25%
9,979
-1,255
-11% -$504K
TMO icon
100
Thermo Fisher Scientific
TMO
$222B
$3.79M 0.24%
7,478
-3,165
-30% -$1.69M
2 3
4
5 6

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.