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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.75B
AUM Growth
+$182M
Cap. Flow
+$1.02M
Cap. Flow %
0.06%
Top 10 Hldgs %
16.22%
Holding
890
New
91
Increased
326
Reduced
388
Closed
74

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.63M
2
SPBO icon
State Street SPDR Portfolio Corporate Bond ETF
SPBO
+$5.15M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$4.33M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$3.83M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$3.48M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.66M
2
IMVT icon
Immunovant
IMVT
+$5.49M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.16M
4
IQDG icon
WisdomTree International Quality Dividend Growth Fund
IQDG
+$4.01M
5
MLN icon
VanEck Long Muni ETF
MLN
+$3.59M

Sector Composition

Rank Sector Weight
1 Healthcare 12.42%
2 Financials 10.3%
3 Technology 8.72%
4 Industrials 4.92%
5 Consumer Discretionary 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWG icon
851
NatWest
NWG
$75.8B
– –
-10,009
Closed -$58.4K
OMCL icon
852
Omnicell
OMCL
$1.69B
– –
-5,201
Closed -$234K
ONB icon
853
Old National Bancorp
ONB
$10.3B
– –
-17,473
Closed -$254K
PB icon
854
Prosperity Bancshares
PB
$8.9B
– –
-4,136
Closed -$226K
PBJ icon
855
Invesco Food & Beverage ETF
PBJ
$107M
– –
-8,935
Closed -$378K
PFBC icon
856
Preferred Bank
PFBC
$1.27B
– –
-4,659
Closed -$290K
PFLT icon
857
PennantPark Floating Rate Capital
PFLT
$748M
– –
-50,025
Closed -$533K
PHAT icon
858
Phathom Pharmaceuticals
PHAT
$697M
– –
-48,987
Closed -$508K
PHD
859
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-10,059
Closed -$90.6K
PII icon
860
Polaris
PII
$3.99B
– –
-2,794
Closed -$291K
PYZ icon
861
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$78.2M
– –
-5,050
Closed -$397K
RRX icon
862
Regal Rexnord
RRX
$11.5B
– –
-1,614
Closed -$231K
SB icon
863
Safe Bulkers
SB
$747M
– –
-29,145
Closed -$94.4K
SLRC icon
864
SLR Investment Corp
SLRC
$701M
– –
-37,047
Closed -$570K
SMCI icon
865
Super Micro Computer
SMCI
$20.1B
– –
-84,620
Closed -$2.32M
SMP icon
866
Standard Motor Products
SMP
$888M
– –
-6,983
Closed -$235K
SSNC icon
867
SS&C Technologies
SSNC
$18.8B
– –
-7,077
Closed -$372K
TBIL
868
F/m US Treasury 3 Month Bill Fund
TBIL
$7.24B
– –
-10,120
Closed -$507K
TDS icon
869
Telephone and Data Systems
TDS
$3.83B
– –
-13,395
Closed -$245K
TEF
870
DELISTED
Telefonica
TEF
– –
-74,409
Closed -$303K
TFSL icon
871
TFS Financial
TFSL
$4.88B
– –
-20,587
Closed -$243K
TIL icon
872
Instil Bio
TIL
$50.7M
– –
-4,904
Closed -$42K
TOWN icon
873
Towne Bank
TOWN
$3.43B
– –
-9,843
Closed -$226K
TPVG icon
874
TriplePoint Venture Growth BDC
TPVG
$214M
– –
-35,006
Closed -$366K
TSN icon
875
Tyson Foods
TSN
$20B
– –
-5,654
Closed -$285K
32 33 34
35
36

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Hennion & Walsh Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Hennion & Walsh Asset Management held 890 positions worth $1.75B, up 12% from $1.57B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management's Q4 2023 filing shows 91 new, 326 increased, 388 reduced and 74 closed positions. Its largest new stake was iShares Core MSCI EAFE ETF: 85,477 shares worth $6.01M. The largest sale was iShares Core MSCI Emerging Markets ETF, an estimated $6.66M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 12% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q4 2023 buy was iShares Core MSCI EAFE ETF: 85,477 shares worth $6.01M.
  • Hennion & Walsh Asset Management added most to iShares National Muni Bond ETF in Q4 2023, an estimated $3.48M increase.
  • Hennion & Walsh Asset Management's biggest Q4 2023 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $6.66M.
  • Hennion & Walsh Asset Management fully exited Immunovant in Q4 2023, selling an estimated $5.49M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.75B portfolio in Q4 2023.
  • Hennion & Walsh Asset Management opened 91 new positions and closed 74 in Q4 2023.
  • Hennion & Walsh Asset Management's portfolio value rose 12% quarter-over-quarter to $1.75B.

Based on Hennion & Walsh Asset Management's 13F filing for Q4 2023, filed 10 Jan 2024.