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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LKFN icon
826
Lakeland Financial Corp
LKFN
$1.54B
– –
-4,499
Closed -$218K
LXFR icon
827
Luxfer Holdings
LXFR
$457M
– –
-13,699
Closed -$195K
MCY icon
828
Mercury Insurance
MCY
$5.86B
– –
-10,873
Closed -$329K
MGRC icon
829
McGrath RentCorp
MGRC
$2.95B
– –
-4,225
Closed -$391K
MRTN icon
830
Marten Transport
MRTN
$1.18B
– –
-28,130
Closed -$605K
NAVI icon
831
Navient
NAVI
$803M
– –
-20,985
Closed -$390K
NUE icon
832
Nucor
NUE
$61.9B
– –
-1,875
Closed -$307K
PAC icon
833
Grupo Aeroportuario del Pacifico
PAC
$12.7B
– –
-1,137
Closed -$203K
PPG icon
834
PPG Industries
PPG
$25.8B
– –
-3,526
Closed -$523K
SWK icon
835
Stanley Black & Decker
SWK
$15.7B
– –
-2,342
Closed -$219K
T icon
836
AT&T
T
$168B
– –
-17,616
Closed -$281K
TDTT icon
837
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
– –
-11,981
Closed -$282K
TECH icon
838
Bio-Techne
TECH
$11.2B
– –
-13,926
Closed -$1.14M
TKR icon
839
Timken Company
TKR
$8.91B
– –
-5,970
Closed -$546K
TRNO icon
840
Terreno Realty
TRNO
$7.44B
– –
-7,122
Closed -$428K
UGI icon
841
UGI
UGI
$7.54B
– –
-11,806
Closed -$318K
VTR icon
842
Ventas
VTR
$44.6B
– –
-6,299
Closed -$298K
VTWO icon
843
Vanguard Russell 2000 ETF
VTWO
$17.3B
– –
-5,084
Closed -$384K
QVCGA
844
DELISTED
QVC Group Inc Series A
QVCGA
– –
-810
Closed -$40K
BSJO
845
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
– –
-19,932
Closed -$448K
BSCO
846
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-22,529
Closed -$463K
RETA
847
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-43,316
Closed -$4.42M
QUOT
848
DELISTED
Quotient Technology Inc
QUOT
– –
-45,832
Closed -$176K
BKI
849
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-4,558
Closed -$272K
KDNY
850
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-40,219
Closed -$1.54M
31 32 33
34
35

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.