HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $2.48B
This Quarter Return
-6.9%
1 Year Return
+14.59%
3 Year Return
+61.58%
5 Year Return
–
10 Year Return
–
AUM
$1.88B
AUM Growth
+$1.88B
Cap. Flow
+$19.6M
Cap. Flow %
1.04%
Top 10 Hldgs %
16.6%
Holding
823
New
81
Increased
383
Reduced
294
Closed
54

Top Buys

1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
$16.7M
2
VIOO icon
Vanguard S&P Small-Cap 600 ETF
VIOO
$9.8M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$8.86M
4
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$3.89M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$3.23M

Top Sells

1
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$13.6M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
$9.25M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$4.19M
4
NUAN
Nuance Communications, Inc.
NUAN
$4.08M
5
AMZN icon
Amazon
AMZN
$3.68M

Sector Composition

1 Healthcare 14.25%
2 Technology 10.56%
3 Financials 10.31%
4 Industrials 5.48%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PAG icon
801
Penske Automotive Group
PAG
$12.1B
– –
-3,858
Closed -$414K
PEZ icon
802
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$28.2M
– –
-2,750
Closed -$251K
PKB icon
803
Invesco Building & Construction ETF
PKB
$286M
– –
-5,000
Closed -$242K
PMF
804
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-43,537
Closed -$663K
PMX
805
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-50,297
Closed -$641K
RLGT icon
806
Radiant Logistics
RLGT
$297M
– –
-127,306
Closed -$928K
RTX icon
807
RTX Corp
RTX
$212B
– –
-6,064
Closed -$521K
SUB icon
808
iShares Short-Term National Muni Bond ETF
SUB
$10.2B
– –
-2,257
Closed -$242K
VFH icon
809
Vanguard Financials ETF
VFH
$12.9B
– –
-4,690
Closed -$453K
VWO icon
810
Vanguard FTSE Emerging Markets ETF
VWO
$96.5B
– –
-17,101
Closed -$846K
WHR icon
811
Whirlpool
WHR
$5B
– –
-1,730
Closed -$406K
XLI icon
812
Industrial Select Sector SPDR Fund
XLI
$23B
– –
-2,328
Closed -$246K
XSOE icon
813
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$1.95B
– –
-369,481
Closed -$13.6M
ZS icon
814
Zscaler
ZS
$42.1B
– –
-5,253
Closed -$1.69M
GENE
815
DELISTED
Genetic Technologies Ltd.
GENE
– –
-2,188
Closed -$21K
PING
816
DELISTED
Ping Identity Holding Corp.
PING
– –
-23,175
Closed -$530K
CONE
817
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-5,201
Closed -$467K
ARNA
818
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-6,600
Closed -$613K
NUAN
819
DELISTED
Nuance Communications, Inc.
NUAN
– –
-73,790
Closed -$4.08M
XLNX
820
DELISTED
Xilinx Inc
XLNX
– –
-2,526
Closed -$536K
ZGNX
821
DELISTED
Zogenix, Inc.
ZGNX
– –
-61,536
Closed -$1M
QIWI
822
DELISTED
QIWI PLC
QIWI
$0 ﹤0.01%
28,750
-44,750
-61% –
BBL
823
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-25,621
Closed -$1.53M
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