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HWAM
Hennion & Walsh Asset Management Portfolio holdings
AUM
$3.5B
1-Year Est. Return
41.95%
This Fund
S&P 500
This Quarter
Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
(-7%)
Cap. Flow
-$42.5M
Cap. Flow
% of AUM
-2.71%
Top 10 Holdings %
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
|
+$20.4M |
| 2 |
Nuveen Municipal Credit Income Fund
NZF
|
+$2.51M |
| 3 |
LEO
BNY Mellon Strategic Municipals
LEO
|
+$2.5M |
| 4 |
Invesco Municipal Opportunity Trust
VMO
|
+$2.5M |
| 5 |
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
|
+$2.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$20.5M |
| 2 |
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
|
+$4.42M |
| 3 |
BlackRock MuniHoldings Fund
MHD
|
+$4.06M |
| 4 |
EIM
Eaton Vance Municipal Bond Fund
EIM
|
+$3.28M |
| 5 |
ISEE
IVERIC bio, Inc. Common Stock
ISEE
|
+$3.08M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.25% |
| 2 | Financials | 10.1% |
| 3 | Technology | 8.65% |
| 4 | Industrials | 4.97% |
| 5 | Consumer Discretionary | 4.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Farmers National Banc Corp
FMNB
$952M
| $131K | 0.01% |
11,330
-364
| -3% | -$4.65K |
|
777
Radiant Logistics
RLGT
$391M
| $130K | 0.01% |
+22,962
| New | +$156K |
|
|
NFBK
778
DELISTED
Northfield Bancorp
NFBK
| $126K | 0.01% |
13,293
-425
| -3% | -$4.65K |
|
779
Gates Industrial Corporation Ltd.
GTES
$7.2B
| $117K | 0.01% |
+10,054
| New | +$125K |
|
|
GGN
780
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$836M
| $113K | 0.01% |
30,904
-119
| -0.4% | -$447 |
|
781
Ironwood Pharmaceuticals
IRWD
$711M
| $111K | 0.01% |
11,516
-210
| -2% | -$2.06K |
|
782
Playtika
PLTK
$1.02B
| $109K | 0.01% |
+11,354
| New | +$122K |
|
|
PCQ
783
Pimco California Municipal Income Fund
PCQ
$168M
| $109K | 0.01% |
+13,099
| New | +$125K |
|
|
FFWM
784
DELISTED
First Foundation Inc
FFWM
| $106K | 0.01% |
17,424
-383
| -2% | -$2.52K |
|
785
Safe Bulkers
SB
$746M
| $94.4K | 0.01% |
29,145
-129
| -0.4% | -$416 |
|
|
PHD
786
DELISTED
Pioneer Floating Rate Fund
PHD
| $90.6K | 0.01% |
10,059
-306
| -3% | -$2.75K |
|
787
BioXcel Therapeutics
BTAI
$28.8M
| $85.9K | 0.01% |
2,121
+1,002
| +90% | +$101K |
|
788
Novavax
NVAX
$1.31B
| $83.8K | 0.01% |
11,580
+459
| +4% | +$3.67K |
|
|
MCHB
789
Mechanics Bancorp
MCHB
$3.8B
| $83.5K | 0.01% |
10,722
-12,099
| -53% | -$107K |
|
|
BGFV
790
DELISTED
Big 5 Sporting Goods
BGFV
| $70.6K | ﹤0.01% |
10,068
-31
| -0.3% | -$258 |
|
791
BeyondSpring
BYSI
$32.5M
| $64.8K | ﹤0.01% |
80,993
-15,990
| -16% | -$15.6K |
|
|
TSVT
792
DELISTED
2seventy bio
TSVT
| $63.7K | ﹤0.01% |
16,238
-3,206
| -16% | -$21K |
|
793
Inovio Pharmaceuticals
INO
$79.1M
| $63.6K | ﹤0.01% |
13,630
-2,691
| -16% | -$14.9K |
|
|
NGM
794
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
| $61.9K | ﹤0.01% |
57,867
+2,298
| +4% | +$4.75K |
|
795
NatWest
NWG
$75.8B
| $58.4K | ﹤0.01% |
10,009
-1,822
| -15% | -$11K |
|
796
ADC Therapeutics
ADCT
$150M
| $51.9K | ﹤0.01% |
57,867
+2,298
| +4% | +$3.06K |
|
797
Nektar Therapeutics
NKTR
$2.55B
| $43.7K | ﹤0.01% |
4,888
-964
| -16% | -$9.28K |
|
798
Instil Bio
TIL
$50.8M
| $42K | ﹤0.01% |
4,904
+195
| +4% | +$1.97K |
|
|
ARBK
799
Argo Blockchain
ARBK
$42.3M
| $35.2K | ﹤0.01% |
163
| – | – |
|
800
Aegon
AEG
$13.9B
| – | – |
-10,057
| Closed | -$51K |
|
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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review
As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.
- Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
- Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
- Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
- Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
- Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
- Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
- Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.
Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.