HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $2.48B
1-Year Return 14.59%
This Quarter Return
+12.39%
1 Year Return
+14.59%
3 Year Return
+61.58%
5 Year Return
–
10 Year Return
–
AUM
$1.62B
AUM Growth
+$99.5M
Cap. Flow
-$26.5M
Cap. Flow %
-1.64%
Top 10 Hldgs %
17.08%
Holding
826
New
61
Increased
333
Reduced
360
Closed
60

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$7.45M
2
KTF
DWS Municipal Income Trust
KTF
$2.72M
3
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$2.39M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$2.27M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$2.18M

Top Sells

1
GBT
Global Blood Therapeutics, Inc.
GBT
$8.48M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$7.58M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$6.45M
4
MHD icon
BlackRock MuniHoldings Fund
MHD
$4.51M
5
UNG icon
United States Natural Gas Fund
UNG
$4.22M

Sector Composition

1 Healthcare 13.55%
2 Financials 10.54%
3 Technology 7.84%
4 Industrials 5.78%
5 Consumer Staples 4.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DBO icon
776
Invesco DB Oil Fund
DBO
$225M
– –
-156,104
Closed -$2.37M
DXCM icon
777
DexCom
DXCM
$31.4B
– –
-4,135
Closed -$333K
ECF
778
Ellsworth Growth & Income Fund
ECF
$151M
– –
-41,913
Closed -$336K
EQIX icon
779
Equinix
EQIX
$75.6B
– –
-1,447
Closed -$823K
ETN icon
780
Eaton
ETN
$134B
– –
-2,167
Closed -$289K
EXR icon
781
Extra Space Storage
EXR
$31B
– –
-1,388
Closed -$240K
FIS icon
782
Fidelity National Information Services
FIS
$35.9B
– –
-2,866
Closed -$217K
FITB icon
783
Fifth Third Bancorp
FITB
$30.3B
– –
-6,582
Closed -$210K
HON icon
784
Honeywell
HON
$136B
– –
-5,870
Closed -$980K
HRTX icon
785
Heron Therapeutics
HRTX
$199M
– –
-138,200
Closed -$583K
IRWD icon
786
Ironwood Pharmaceuticals
IRWD
$180M
– –
-13,326
Closed -$138K
ITW icon
787
Illinois Tool Works
ITW
$77.2B
– –
-3,278
Closed -$592K
IVZ icon
788
Invesco
IVZ
$9.68B
– –
-11,961
Closed -$164K
KBWD icon
789
Invesco KBW High Dividend Yield Financial ETF
KBWD
$434M
– –
-11,970
Closed -$166K
KLAC icon
790
KLA
KLAC
$116B
– –
-4,358
Closed -$1.32M
LCII icon
791
LCI Industries
LCII
$2.57B
– –
-2,077
Closed -$211K
LPX icon
792
Louisiana-Pacific
LPX
$6.86B
– –
-4,464
Closed -$229K
LX
793
LexinFintech Holdings
LX
$1.04B
– –
-48,479
Closed -$82K
MRNA icon
794
Moderna
MRNA
$9.65B
– –
-32,736
Closed -$3.87M
MWA icon
795
Mueller Water Products
MWA
$4.16B
– –
-15,561
Closed -$160K
NBH
796
Neuberger Berman Municipal Fund
NBH
$295M
– –
-318,826
Closed -$3.23M
OPRA
797
Opera Ltd
OPRA
$1.57B
– –
-38,289
Closed -$166K
PRU icon
798
Prudential Financial
PRU
$37.7B
– –
-6,355
Closed -$545K
QURE icon
799
uniQure
QURE
$966M
– –
-57,588
Closed -$1.08M
RDWR icon
800
Radware
RDWR
$1.06B
– –
-15,277
Closed -$333K
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