HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $2.48B
1-Year Return 14.59%
This Quarter Return
-11.49%
1 Year Return
+14.59%
3 Year Return
+61.58%
5 Year Return
–
10 Year Return
–
AUM
$1.61B
AUM Growth
-$268M
Cap. Flow
-$30.9M
Cap. Flow %
-1.91%
Top 10 Hldgs %
16.63%
Holding
821
New
52
Increased
365
Reduced
330
Closed
65

Top Buys

1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$11.4M
2
PFFV icon
Global X Variable Rate Preferred ETF
PFFV
$10.7M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
$7.39M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
$4.66M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$2.56M

Top Sells

1
NEV
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$17.1M
2
PFFD icon
Global X US Preferred ETF
PFFD
$11.1M
3
MFL
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$6.83M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$5.85M
5
UTHR icon
United Therapeutics
UTHR
$4.09M

Sector Composition

1 Healthcare 13.88%
2 Financials 10.32%
3 Technology 9.18%
4 Industrials 5.63%
5 Consumer Discretionary 3.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MDT icon
776
Medtronic
MDT
$119B
– –
-5,693
Closed -$631K
NAT icon
777
Nordic American Tanker
NAT
$686M
– –
-10,027
Closed -$21K
NKE icon
778
Nike
NKE
$110B
– –
-5,604
Closed -$754K
NSC icon
779
Norfolk Southern
NSC
$62.1B
– –
-3,266
Closed -$932K
PAGS icon
780
PagSeguro Digital
PAGS
$2.76B
– –
-23,700
Closed -$475K
PEGA icon
781
Pegasystems
PEGA
$9.36B
– –
-5,630
Closed -$227K
PFF icon
782
iShares Preferred and Income Securities ETF
PFF
$14.5B
– –
-8,204
Closed -$299K
PFFD icon
783
Global X US Preferred ETF
PFFD
$2.33B
– –
-473,096
Closed -$11.1M
QCOM icon
784
Qualcomm
QCOM
$173B
– –
-2,306
Closed -$352K
SID icon
785
Companhia Siderúrgica Nacional
SID
$1.96B
– –
-17,663
Closed -$96K
SLB icon
786
Schlumberger
SLB
$53.3B
– –
-8,077
Closed -$334K
SLF icon
787
Sun Life Financial
SLF
$32.4B
– –
-4,151
Closed -$232K
SNDR icon
788
Schneider National
SNDR
$4.31B
– –
-7,943
Closed -$203K
SSL icon
789
Sasol
SSL
$4.49B
– –
-12,829
Closed -$310K
TTD icon
790
Trade Desk
TTD
$25.1B
– –
-4,112
Closed -$285K
VBK icon
791
Vanguard Small-Cap Growth ETF
VBK
$20.2B
– –
-889
Closed -$221K
VRSN icon
792
VeriSign
VRSN
$26B
– –
-1,709
Closed -$380K
WST icon
793
West Pharmaceutical
WST
$18B
– –
-730
Closed -$300K
HOLI
794
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-26,312
Closed -$420K
ORTX
795
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
– –
-16,418
Closed -$117K
AVTA
796
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-26,038
Closed -$509K
NATI
797
DELISTED
National Instruments Corp
NATI
– –
-10,149
Closed -$412K
OIIM
798
DELISTED
02Micro International Limited
OIIM
– –
-11,526
Closed -$48K
ATNX
799
DELISTED
Athenex, Inc. Common Stock
ATNX
– –
-10,272
Closed -$170K
TTM
800
DELISTED
Tata Motors Limited
TTM
– –
-7,353
Closed -$206K
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