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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
751
VF Corp
VFC
$5.81B
$195K 0.01%
11,028
-8
-0.1% -$152
LXP icon
752
LXP Industrial Trust
LXP
$3.58B
$186K 0.01%
4,172
-4
-0.1% -$196
DLTH icon
753
Duluth Holdings
DLTH
$152M
$183K 0.01%
30,489
-151
-0.5% -$1.01K
CFFN icon
754
Capitol Federal Financial
CFFN
$1.09B
$178K 0.01%
37,351
+3,982
+12% +$23.5K
NWBI icon
755
Northwest Bancshares
NWBI
$2.29B
$175K 0.01%
17,072
-385
-2% -$4.29K
TWI icon
756
Titan International
TWI
$461M
$172K 0.01%
12,778
-56
-0.4% -$683
PFS icon
757
Provident Financial Services
PFS
$3.23B
$170K 0.01%
11,113
-250
-2% -$4.23K
DIAX
758
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$168K 0.01%
12,239
-372
-3% -$5.26K
ETRN
759
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$163K 0.01%
17,387
-316
-2% -$3.02K
IVZ icon
760
Invesco
IVZ
$13.8B
$163K 0.01%
+11,207
New +$180K
KN icon
761
Knowles
KN
$3.29B
$163K 0.01%
10,978
-226
-2% -$3.71K
OPRT icon
762
Oportun Financial
OPRT
$350M
$159K 0.01%
22,054
-28
-0.1% -$185
PMX
763
DELISTED
PIMCO Municipal Income Fund III
PMX
$154K 0.01%
+23,791
New +$178K
WSBF icon
764
Waterstone Financial
WSBF
$374M
$154K 0.01%
14,038
-1,460
-9% -$19.2K
BLUE
765
DELISTED
bluebird bio
BLUE
$148K 0.01%
2,433
-481
-17% -$33.8K
SLCA
766
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$146K 0.01%
10,426
-190
-2% -$2.48K
IMMR icon
767
Immersion
IMMR
$248M
$146K 0.01%
22,109
+3,790
+21% +$26.4K
TBLA icon
768
Taboola.com
TBLA
$1.11B
$145K 0.01%
+38,127
New +$134K
LBAI
769
DELISTED
Lakeland Bancorp Inc
LBAI
$143K 0.01%
11,330
-364
-3% -$5.04K
SBSW icon
770
Sibanye-Stillwater
SBSW
$7.51B
$139K 0.01%
22,493
-60
-0.3% -$395
JCE icon
771
Nuveen Core Equity Alpha Fund
JCE
$290M
$136K 0.01%
10,973
-334
-3% -$4.27K
CAN
772
Canaan Creative
CAN
$150M
$136K 0.01%
74,832
-95
-0.1% -$224
DHF
773
BNY Mellon High Yield Strategies Fund
DHF
$175M
$134K 0.01%
+62,760
New +$139K
OIS icon
774
Oil States International
OIS
$532M
$132K 0.01%
15,822
+1,900
+14% +$15.4K
INVA icon
775
Innoviva
INVA
$1.5B
$131K 0.01%
10,121
-185
-2% -$2.4K
29 30
31
32 33

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.