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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.9B
AUM Growth
+$27.7M
Cap. Flow
+$64.6M
Cap. Flow %
3.39%
Top 10 Hldgs %
15.8%
Holding
781
New
57
Increased
347
Reduced
285
Closed
71

Top Buys

Rank Stock Value
1
INTF icon
iShares International Equity Factor ETF
INTF
+$9.91M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$7.58M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$6.67M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.95M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5.78M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.8M
2
CXE
MFS High Income Municipal Trust
CXE
+$5.58M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$5.31M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$5.09M
5
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$5.03M

Sector Composition

Rank Sector Weight
1 Healthcare 16.07%
2 Technology 11.15%
3 Financials 8.93%
4 Consumer Discretionary 4.97%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PETS icon
751
PetMed Express
PETS
$42.1M
– –
-6,825
Closed -$217K
PGR icon
752
Progressive
PGR
$124B
– –
-7,859
Closed -$772K
PIM
753
Franklin Master Intermediate Income Trust
PIM
$152M
– –
-59,471
Closed -$249K
RMAX icon
754
RE/MAX Holdings
RMAX
$259M
– –
-6,686
Closed -$223K
ROP icon
755
Roper Technologies
ROP
$39.6B
– –
-1,429
Closed -$672K
SID icon
756
Companhia Siderúrgica Nacional
SID
$1.12B
– –
-14,751
Closed -$130K
SLP icon
757
Simulations Plus
SLP
$371M
– –
-4,052
Closed -$222K
SNDR icon
758
Schneider National
SNDR
$6.14B
– –
-9,676
Closed -$211K
TBF icon
759
ProShares Short 20+ Year Treasury ETF
TBF
$106M
– –
-21,828
Closed -$368K
THG icon
760
Hanover Insurance
THG
$7.84B
– –
-1,662
Closed -$225K
TPZ
761
Tortoise Electrification Infrastructure ETF
TPZ
$126M
– –
-11,643
Closed -$160K
TRP icon
762
TC Energy
TRP
$66.8B
– –
-12,718
Closed -$630K
TSM icon
763
TSMC
TSM
$2.19T
– –
-4,255
Closed -$511K
VLO icon
764
Valero Energy
VLO
$93.1B
– –
-4,112
Closed -$321K
VMO icon
765
Invesco Municipal Opportunity Trust
VMO
$661M
– –
-374,529
Closed -$5.09M
VPV icon
766
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
– –
-323,937
Closed -$4.33M
XRX icon
767
Xerox
XRX
$424M
– –
-9,123
Closed -$214K
PRKS icon
768
United Parks & Resorts
PRKS
$2.01B
– –
-6,380
Closed -$319K
SASR
769
DELISTED
Sandy Spring Bancorp Inc
SASR
– –
-4,606
Closed -$203K
GENE
770
DELISTED
Genetic Technologies Ltd.
GENE
– –
-2,192
Closed -$47K
MDC
771
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-7,475
Closed -$378K
OIIM
772
DELISTED
02Micro International
OIIM
– –
-11,460
Closed -$83K
SUNS
773
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-23,667
Closed -$360K
BGIO
774
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-13,700
Closed -$127K
PFPT
775
DELISTED
Proofpoint, Inc.
PFPT
– –
-7,412
Closed -$1.29M
28 29 30
31
32

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BCP
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TH
TCTC Holdings Dallas, Texas $3.51B AUM 30.71% 1-Year Est. Return
DILIC
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TYCC
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ACM
Aquatic Capital Management Chicago, Illinois $3.48B AUM 24.9% 1-Year Est. Return
MSC
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DAM
Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Hennion & Walsh Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Hennion & Walsh Asset Management held 781 positions worth $1.9B, up 1.5% from $1.88B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management deployed $64.6M of net new capital in Q3 2021, opening 57 new positions and adding to 347 existing holdings. Its largest new stake was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core MSCI Emerging Markets ETF, an estimated $5.8M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2021 buy was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
  • Hennion & Walsh Asset Management added most to BlackRock MuniHoldings Fund in Q3 2021, an estimated $6.67M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2021 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $5.8M.
  • Hennion & Walsh Asset Management fully exited MFS High Income Municipal Trust in Q3 2021, selling an estimated $5.58M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.9B portfolio in Q3 2021.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 71 in Q3 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 1.5% quarter-over-quarter to $1.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.