HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $2.48B
1-Year Return 14.59%
This Quarter Return
+12.39%
1 Year Return
+14.59%
3 Year Return
+61.58%
5 Year Return
–
10 Year Return
–
AUM
$1.62B
AUM Growth
+$99.5M
Cap. Flow
-$26.5M
Cap. Flow %
-1.64%
Top 10 Hldgs %
17.08%
Holding
826
New
61
Increased
333
Reduced
360
Closed
60

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$7.45M
2
KTF
DWS Municipal Income Trust
KTF
$2.72M
3
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$2.39M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$2.27M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$2.18M

Top Sells

1
GBT
Global Blood Therapeutics, Inc.
GBT
$8.48M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$7.58M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$6.45M
4
MHD icon
BlackRock MuniHoldings Fund
MHD
$4.51M
5
UNG icon
United States Natural Gas Fund
UNG
$4.22M

Sector Composition

1 Healthcare 13.55%
2 Financials 10.54%
3 Technology 7.84%
4 Industrials 5.78%
5 Consumer Staples 4.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UMPQ
726
DELISTED
Umpqua Holdings Corp
UMPQ
$206K 0.01%
+11,529
New +$206K
TWI icon
727
Titan International
TWI
$560M
$205K 0.01%
13,389
+141
+1% +$2.16K
BRKL
728
DELISTED
Brookline Bancorp
BRKL
$203K 0.01%
14,378
+3,289
+30% +$46.4K
EFSC icon
729
Enterprise Financial Services Corp
EFSC
$2.26B
$202K 0.01%
+4,132
New +$202K
HWC icon
730
Hancock Whitney
HWC
$5.38B
$202K 0.01%
+4,174
New +$202K
NKTR icon
731
Nektar Therapeutics
NKTR
$684M
$201K 0.01%
5,927
-8,943
-60% -$303K
OZK icon
732
Bank OZK
OZK
$5.96B
$201K 0.01%
+5,015
New +$201K
DIAX icon
733
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$536M
$198K 0.01%
12,756
-175
-1% -$2.72K
OSPN icon
734
OneSpan
OSPN
$583M
$198K 0.01%
17,655
-20,083
-53% -$225K
LXFR icon
735
Luxfer Holdings
LXFR
$361M
$195K 0.01%
14,185
-1,458
-9% -$20K
TRIN icon
736
Trinity Capital
TRIN
$1.14B
$187K 0.01%
+17,120
New +$187K
BYSI icon
737
BeyondSpring
BYSI
$74.2M
$185K 0.01%
98,218
+7,828
+9% +$14.7K
SBH icon
738
Sally Beauty Holdings
SBH
$1.4B
$181K 0.01%
14,426
-15,537
-52% -$195K
HOPE icon
739
Hope Bancorp
HOPE
$1.44B
$179K 0.01%
13,957
+3,261
+30% +$41.8K
DLTH icon
740
Duluth Holdings
DLTH
$135M
$177K 0.01%
28,656
+3,533
+14% +$21.8K
VGR
741
DELISTED
Vector Group Ltd.
VGR
$171K 0.01%
14,436
+1,647
+13% +$19.5K
FMNB icon
742
Farmers National Banc Corp
FMNB
$576M
$170K 0.01%
12,009
+1,903
+19% +$26.9K
QUOT
743
DELISTED
Quotient Technology Inc
QUOT
$169K 0.01%
49,177
-6,111
-11% -$21K
FLG
744
Flagstar Financial, Inc.
FLG
$5.38B
$165K 0.01%
6,412
+1,015
+19% +$26.1K
CAN
745
Canaan Creative
CAN
$335M
$160K 0.01%
77,537
+1,296
+2% +$2.67K
JCE icon
746
Nuveen Core Equity Alpha Fund
JCE
$267M
$155K 0.01%
11,436
-156
-1% -$2.11K
VOD icon
747
Vodafone
VOD
$28.3B
$152K 0.01%
15,028
-10
-0.1% -$101
CARG icon
748
CarGurus
CARG
$3.59B
$150K 0.01%
10,677
+479
+5% +$6.73K
SAFE
749
Safehold
SAFE
$1.14B
$150K 0.01%
3,154
-1,033
-25% -$49.1K
FNKO icon
750
Funko
FNKO
$182M
$138K 0.01%
12,606
-1,835
-13% -$20.1K
28 29
30
31 32