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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+12.39%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.62B
AUM Growth
+$99.5M
Cap. Flow
-$24.9M
Cap. Flow %
-1.54%
Top 10 Hldgs %
17.08%
Holding
826
New
61
Increased
333
Reduced
360
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.48M
2
KTF
DWS Municipal Income Trust
KTF
+$2.67M
3
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$2.27M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$2.16M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$2.14M

Top Sells

Rank Stock Value
1
GBT
Global Blood Therapeutics, Inc.
GBT
+$8.48M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.27M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$6.45M
4
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.26M
5
UNG icon
United States Natural Gas Fund
UNG
+$4.22M

Sector Composition

Rank Sector Weight
1 Healthcare 13.55%
2 Financials 10.66%
3 Technology 7.84%
4 Industrials 5.77%
5 Consumer Staples 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMPQ
726
DELISTED
Umpqua Holdings Corp
UMPQ
$206K 0.01%
+11,529
New +$217K
TWI icon
727
Titan International
TWI
$461M
$205K 0.01%
13,389
+141
+1% +$2.01K
BRKL
728
DELISTED
Brookline Bancorp
BRKL
$203K 0.01%
14,378
+3,289
+30% +$44K
EFSC icon
729
Enterprise Financial Services Corp
EFSC
$2.4B
$202K 0.01%
+4,132
New +$205K
HWC icon
730
Hancock Whitney
HWC
$6.28B
$202K 0.01%
+4,174
New +$216K
NKTR icon
731
Nektar Therapeutics
NKTR
$2.55B
$201K 0.01%
5,927
-8,943
-60% -$433K
OZK icon
732
Bank OZK
OZK
$5.66B
$201K 0.01%
+5,015
New +$215K
DIAX
733
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$198K 0.01%
12,756
-175
-1% -$2.66K
OSPN icon
734
OneSpan
OSPN
$601M
$198K 0.01%
17,655
-20,083
-53% -$231K
LXFR icon
735
Luxfer Holdings
LXFR
$457M
$195K 0.01%
14,185
-1,458
-9% -$21.3K
TRIN icon
736
Trinity Capital Inc.
TRIN
$1.72B
$187K 0.01%
+17,120
New +$199K
BYSI icon
737
BeyondSpring
BYSI
$32.5M
$185K 0.01%
98,218
+7,828
+9% +$7.39K
SBH icon
738
Sally Beauty Holdings
SBH
$1.58B
$181K 0.01%
14,426
-15,537
-52% -$191K
HOPE icon
739
Hope Bancorp
HOPE
$1.82B
$179K 0.01%
13,957
+3,261
+30% +$43.2K
DLTH icon
740
Duluth Holdings
DLTH
$152M
$177K 0.01%
28,656
+3,533
+14% +$26.5K
VGR
741
DELISTED
Vector Group Ltd.
VGR
$171K 0.01%
14,436
+1,647
+13% +$17.4K
FMNB icon
742
Farmers National Banc Corp
FMNB
$952M
$170K 0.01%
12,009
+1,903
+19% +$26.9K
QUOT
743
DELISTED
Quotient Technology Inc
QUOT
$169K 0.01%
49,177
-6,111
-11% -$17.3K
FLG
744
Flagstar Bank National Association
FLG
$5.89B
$165K 0.01%
6,412
+1,015
+19% +$27.2K
CAN
745
Canaan Creative
CAN
$150M
$160K 0.01%
77,537
+1,296
+2% +$3.59K
JCE icon
746
Nuveen Core Equity Alpha Fund
JCE
$290M
$155K 0.01%
11,436
-156
-1% -$2.13K
VOD icon
747
Vodafone
VOD
$36.7B
$152K 0.01%
15,028
-10
-0.1% -$112
CARG icon
748
CarGurus
CARG
$3.22B
$150K 0.01%
10,677
+479
+5% +$6.56K
SAFE
749
Safehold
SAFE
$1.08B
$150K 0.01%
3,154
-1,033
-25% -$49.8K
FNKO icon
750
Funko
FNKO
$332M
$138K 0.01%
12,606
-1,835
-13% -$25.8K
28 29
30
31 32

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Hennion & Walsh Asset Management's Q4 2022 Portfolio in Review

As of Q4 2022, Hennion & Walsh Asset Management held 826 positions worth $1.62B, up 6.5% from $1.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Hennion & Walsh Asset Management's Q4 2022 filing shows 61 new, 333 increased, 360 reduced and 60 closed positions. Its largest new stake was ConocoPhillips: 5,945 shares worth $702K. The largest sale was Global Blood Therapeutics, Inc., an estimated $8.48M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 15% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q4 2022 buy was ConocoPhillips: 5,945 shares worth $702K.
  • Hennion & Walsh Asset Management added most to iShares Core S&P 500 ETF in Q4 2022, an estimated $7.48M increase.
  • Hennion & Walsh Asset Management's biggest Q4 2022 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $7.27M.
  • Hennion & Walsh Asset Management fully exited Global Blood Therapeutics, Inc. in Q4 2022, selling an estimated $8.48M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 17% of its $1.62B portfolio in Q4 2022.
  • Hennion & Walsh Asset Management opened 61 new positions and closed 60 in Q4 2022.
  • Hennion & Walsh Asset Management's portfolio value rose 6.5% quarter-over-quarter to $1.62B.

Based on Hennion & Walsh Asset Management's 13F filing for Q4 2022, filed 12 Jan 2023.