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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.9B
AUM Growth
+$27.7M
Cap. Flow
+$64.6M
Cap. Flow %
3.39%
Top 10 Hldgs %
15.8%
Holding
781
New
57
Increased
347
Reduced
285
Closed
71

Top Buys

Rank Stock Value
1
INTF icon
iShares International Equity Factor ETF
INTF
+$9.91M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$7.58M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$6.67M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.95M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5.78M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.8M
2
CXE
MFS High Income Municipal Trust
CXE
+$5.58M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$5.31M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$5.09M
5
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$5.03M

Sector Composition

Rank Sector Weight
1 Healthcare 16.07%
2 Technology 11.15%
3 Financials 8.93%
4 Consumer Discretionary 4.97%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
726
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
– –
-22,252
Closed -$227K
FRA icon
727
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
– –
-22,175
Closed -$294K
HAL icon
728
Halliburton
HAL
$28.1B
– –
-11,185
Closed -$259K
HP icon
729
Helmerich & Payne
HP
$4.26B
– –
-7,011
Closed -$229K
HPQ icon
730
HP
HPQ
$26.6B
– –
-24,056
Closed -$726K
HTD
731
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$905M
– –
-34,517
Closed -$859K
ILMN icon
732
Illumina
ILMN
$29B
– –
-1,764
Closed -$812K
IMCG icon
733
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.13B
– –
-3,240
Closed -$223K
INGR icon
734
Ingredion
INGR
$6.57B
– –
-2,287
Closed -$207K
IRWD icon
735
Ironwood Pharmaceuticals
IRWD
$696M
– –
-17,294
Closed -$223K
IVR icon
736
Invesco Mortgage Capital
IVR
$806M
– –
-6,399
Closed -$250K
JELD icon
737
JELD-WEN Holding
JELD
$168M
– –
-8,217
Closed -$216K
JRS icon
738
Nuveen Real Estate Income Fund
JRS
$242M
– –
-11,408
Closed -$127K
KELYA icon
739
Kelly Services Class A
KELYA
$536M
– –
-10,662
Closed -$256K
LE icon
740
Lands' End
LE
$404M
– –
-11,952
Closed -$491K
LVS icon
741
Las Vegas Sands
LVS
$29.6B
– –
-5,432
Closed -$286K
MFM
742
Aberdeen Municipal Income Fund
MFM
$222M
– –
-132,613
Closed -$947K
MPC icon
743
Marathon Petroleum
MPC
$93.5B
– –
-4,406
Closed -$266K
MVF
744
DELISTED
BlackRock MuniVest Fund
MVF
– –
-489,112
Closed -$4.71M
MYD
745
DELISTED
BlackRock MuniYield Fund
MYD
– –
-191,298
Closed -$2.89M
NAT icon
746
Nordic American Tanker
NAT
$1.29B
– –
-10,962
Closed -$36K
NCA icon
747
Nuveen California Municipal Value Fund
NCA
$303M
– –
-13,749
Closed -$147K
NTGR icon
748
NETGEAR
NTGR
$631M
– –
-6,503
Closed -$249K
NWG icon
749
NatWest
NWG
$76.1B
– –
-13,557
Closed -$82K
PAC icon
750
Grupo Aeroportuario del Pacifico
PAC
$12.7B
– –
-4,983
Closed -$533K
28 29
30
31 32

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Hennion & Walsh Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Hennion & Walsh Asset Management held 781 positions worth $1.9B, up 1.5% from $1.88B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management deployed $64.6M of net new capital in Q3 2021, opening 57 new positions and adding to 347 existing holdings. Its largest new stake was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core MSCI Emerging Markets ETF, an estimated $5.8M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2021 buy was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
  • Hennion & Walsh Asset Management added most to BlackRock MuniHoldings Fund in Q3 2021, an estimated $6.67M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2021 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $5.8M.
  • Hennion & Walsh Asset Management fully exited MFS High Income Municipal Trust in Q3 2021, selling an estimated $5.58M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.9B portfolio in Q3 2021.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 71 in Q3 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 1.5% quarter-over-quarter to $1.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.