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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.75B
AUM Growth
+$182M
Cap. Flow
+$1.02M
Cap. Flow %
0.06%
Top 10 Hldgs %
16.22%
Holding
890
New
91
Increased
326
Reduced
388
Closed
74

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.63M
2
SPBO icon
State Street SPDR Portfolio Corporate Bond ETF
SPBO
+$5.15M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$4.33M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$3.83M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$3.48M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.66M
2
IMVT icon
Immunovant
IMVT
+$5.49M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.16M
4
IQDG icon
WisdomTree International Quality Dividend Growth Fund
IQDG
+$4.01M
5
MLN icon
VanEck Long Muni ETF
MLN
+$3.59M

Sector Composition

Rank Sector Weight
1 Healthcare 12.42%
2 Financials 10.3%
3 Technology 8.72%
4 Industrials 4.92%
5 Consumer Discretionary 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKX icon
51
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$6.27M 0.36%
543,578
+10,761
+2% +$116K
MDGL icon
52
Madrigal Pharmaceuticals
MDGL
$11.9B
$6.23M 0.36%
26,926
-9,046
-25% -$1.58M
VKI icon
53
Invesco Advantage Municipal Income Trust II
VKI
$399M
$6.1M 0.35%
722,401
+169,717
+31% +$1.33M
IEFA icon
54
iShares Core MSCI EAFE ETF
IEFA
$195B
$6.01M 0.34%
+85,477
New +$5.63M
AVGO icon
55
Broadcom
AVGO
$2.01T
$5.91M 0.34%
52,930
+4,830
+10% +$457K
BTT icon
56
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$5.88M 0.34%
282,585
-3,268
-1% -$65.7K
CTAS icon
57
Cintas
CTAS
$81.1B
$5.87M 0.34%
38,944
-1,308
-3% -$175K
CSWC icon
58
Capital Southwest
CSWC
$1.6B
$5.86M 0.33%
247,300
+62,602
+34% +$1.4M
LEO
59
BNY Mellon Strategic Municipals
LEO
$387M
$5.84M 0.33%
996,032
+567,359
+132% +$3.12M
RCKT icon
60
Rocket Pharmaceuticals
RCKT
$397M
$5.79M 0.33%
193,350
+42,276
+28% +$933K
BNY
61
DELISTED
BlackRock New York Municipal Income Trust
BNY
$5.77M 0.33%
547,744
-7,342
-1% -$70.3K
WMT icon
62
Walmart Inc
WMT
$897B
$5.66M 0.32%
107,613
+4,953
+5% +$262K
MA icon
63
Mastercard
MA
$493B
$5.54M 0.32%
12,989
-508
-4% -$204K
TT icon
64
Trane Technologies
TT
$105B
$5.44M 0.31%
22,303
+3,818
+21% +$835K
BCSF icon
65
Bain Capital Specialty
BCSF
$840M
$5.43M 0.31%
360,025
+50,602
+16% +$770K
SPBO icon
66
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$5.4M 0.31%
+183,772
New +$5.15M
NUW icon
67
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$5.37M 0.31%
394,268
+13,926
+4% +$183K
NUV icon
68
Nuveen Municipal Value Fund
NUV
$1.91B
$5.28M 0.3%
614,374
+141,138
+30% +$1.18M
BLK icon
69
Blackrock
BLK
$175B
$5.24M 0.3%
6,457
-2,163
-25% -$1.51M
SO icon
70
Southern Company
SO
$105B
$5.19M 0.3%
74,076
-1,964
-3% -$135K
ADBE icon
71
Adobe
ADBE
$109B
$5.05M 0.29%
8,460
-893
-10% -$515K
IQI icon
72
Invesco Quality Municipal Securities
IQI
$533M
$5.01M 0.29%
527,274
-15,314
-3% -$135K
ABBV icon
73
AbbVie
ABBV
$438B
$5M 0.29%
32,284
-4,849
-13% -$707K
BBIO icon
74
BridgeBio Pharma
BBIO
$16.6B
$4.91M 0.28%
121,653
+33,672
+38% +$1.01M
AXSM icon
75
Axsome Therapeutics
AXSM
$11.4B
$4.82M 0.28%
60,616
-6,430
-10% -$430K
1 2
3
4 5

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DILIC
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TYCC
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ACM
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DAM
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Hennion & Walsh Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Hennion & Walsh Asset Management held 890 positions worth $1.75B, up 12% from $1.57B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management's Q4 2023 filing shows 91 new, 326 increased, 388 reduced and 74 closed positions. Its largest new stake was iShares Core MSCI EAFE ETF: 85,477 shares worth $6.01M. The largest sale was iShares Core MSCI Emerging Markets ETF, an estimated $6.66M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 12% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q4 2023 buy was iShares Core MSCI EAFE ETF: 85,477 shares worth $6.01M.
  • Hennion & Walsh Asset Management added most to iShares National Muni Bond ETF in Q4 2023, an estimated $3.48M increase.
  • Hennion & Walsh Asset Management's biggest Q4 2023 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $6.66M.
  • Hennion & Walsh Asset Management fully exited Immunovant in Q4 2023, selling an estimated $5.49M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.75B portfolio in Q4 2023.
  • Hennion & Walsh Asset Management opened 91 new positions and closed 74 in Q4 2023.
  • Hennion & Walsh Asset Management's portfolio value rose 12% quarter-over-quarter to $1.75B.

Based on Hennion & Walsh Asset Management's 13F filing for Q4 2023, filed 10 Jan 2024.