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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMVT icon
51
Immunovant
IMVT
$8.24B
$5.49M 0.35%
143,080
-28,248
-16% -$639K
MQY icon
52
BlackRock MuniYield Quality Fund
MQY
$815M
$5.49M 0.35%
536,485
+35,265
+7% +$396K
WMT icon
53
Walmart Inc
WMT
$897B
$5.47M 0.35%
102,660
+3,126
+3% +$166K
NKX icon
54
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$5.47M 0.35%
532,817
-3,337
-0.6% -$37.1K
ADP icon
55
Automatic Data Processing
ADP
$109B
$5.37M 0.34%
22,340
-742
-3% -$181K
MA icon
56
Mastercard
MA
$493B
$5.34M 0.34%
13,497
-2,748
-17% -$1.1M
NXP icon
57
Nuveen Select Tax-Free Income Portfolio
NXP
$895M
$5.34M 0.34%
401,729
+73,005
+22% +$1.04M
ADI icon
58
Analog Devices
ADI
$187B
$5.3M 0.34%
30,274
+71
+0.2% +$13.1K
MDGL icon
59
Madrigal Pharmaceuticals
MDGL
$11.9B
$5.25M 0.34%
35,972
-1,622
-4% -$305K
NUW icon
60
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$5.1M 0.33%
380,342
+42,607
+13% +$577K
BNY
61
DELISTED
BlackRock New York Municipal Income Trust
BNY
$5.05M 0.32%
555,086
-38,833
-7% -$385K
ELV icon
62
Elevance Health
ELV
$86.2B
$4.99M 0.32%
11,457
-2,942
-20% -$1.33M
SO icon
63
Southern Company
SO
$105B
$4.92M 0.31%
76,040
-80
-0.1% -$5.55K
CTAS icon
64
Cintas
CTAS
$81.1B
$4.84M 0.31%
40,252
-1,864
-4% -$232K
MSI icon
65
Motorola Solutions
MSI
$76.5B
$4.81M 0.31%
17,666
+3,070
+21% +$874K
TXN icon
66
Texas Instruments
TXN
$256B
$4.78M 0.3%
30,042
-2,567
-8% -$438K
ADBE icon
67
Adobe
ADBE
$109B
$4.77M 0.3%
9,353
-789
-8% -$414K
BCSF icon
68
Bain Capital Specialty
BCSF
$840M
$4.74M 0.3%
309,423
-17,097
-5% -$259K
BYM
69
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$4.73M 0.3%
480,018
-170,649
-26% -$1.83M
PG icon
70
Procter & Gamble
PG
$340B
$4.69M 0.3%
32,145
-3,792
-11% -$579K
AXSM icon
71
Axsome Therapeutics
AXSM
$11.4B
$4.69M 0.3%
67,046
-10,391
-13% -$777K
CMI icon
72
Cummins
CMI
$87.4B
$4.67M 0.3%
20,429
-10,456
-34% -$2.52M
NVG icon
73
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$4.64M 0.3%
449,791
-73,825
-14% -$832K
XOM icon
74
ExxonMobil
XOM
$657B
$4.62M 0.29%
39,250
+755
+2% +$82.8K
EVN
75
Eaton Vance Municipal Income Trust
EVN
$429M
$4.59M 0.29%
514,779
-159,686
-24% -$1.54M
1 2
3
4 5

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.