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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.9B
AUM Growth
+$27.7M
Cap. Flow
+$64.6M
Cap. Flow %
3.39%
Top 10 Hldgs %
15.8%
Holding
781
New
57
Increased
347
Reduced
285
Closed
71

Top Buys

Rank Stock Value
1
INTF icon
iShares International Equity Factor ETF
INTF
+$9.91M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$7.58M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$6.67M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.95M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5.78M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.8M
2
CXE
MFS High Income Municipal Trust
CXE
+$5.58M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$5.31M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$5.09M
5
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$5.03M

Sector Composition

Rank Sector Weight
1 Healthcare 16.07%
2 Technology 11.15%
3 Financials 8.93%
4 Consumer Discretionary 4.97%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QNCX icon
51
Quince Therapeutics
QNCX
$30M
$8.2M 0.43%
447
+38
+9% +$604K
MMD
52
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$8M 0.42%
365,398
-5,713
-2% -$128K
ADI icon
53
Analog Devices
ADI
$187B
$7.89M 0.41%
47,109
+13,665
+41% +$2.29M
UTHR icon
54
United Therapeutics
UTHR
$22.7B
$7.84M 0.41%
42,470
-598
-1% -$118K
QUAL icon
55
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$7.5M 0.39%
56,908
-1,815
-3% -$250K
EMXC icon
56
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.8B
$7.46M 0.39%
+122,982
New +$7.58M
FPF
57
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$7.42M 0.39%
296,414
+32,381
+12% +$829K
TECH icon
58
Bio-Techne
TECH
$11.2B
$7.21M 0.38%
59,504
+176
+0.3% +$21.4K
NMZ icon
59
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$7.01M 0.37%
475,222
-7,330
-2% -$113K
VTEB icon
60
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$7M 0.37%
127,832
-27,449
-18% -$1.52M
DE icon
61
Deere & Co
DE
$164B
$6.83M 0.36%
20,392
-101
-0.5% -$36.4K
ENTA icon
62
Enanta Pharmaceuticals
ENTA
$402M
$6.83M 0.36%
120,240
-4,140
-3% -$205K
TXN icon
63
Texas Instruments
TXN
$256B
$6.78M 0.36%
35,249
+2,231
+7% +$425K
FTNT icon
64
Fortinet
FTNT
$120B
$6.74M 0.35%
115,365
+2,315
+2% +$134K
META icon
65
Meta Platforms (Facebook)
META
$1.52T
$6.73M 0.35%
19,820
-1,814
-8% -$653K
WEC icon
66
WEC Energy
WEC
$34.6B
$6.59M 0.35%
74,760
+4,382
+6% +$411K
SUPN icon
67
Supernus Pharmaceuticals
SUPN
$2.74B
$6.54M 0.34%
245,022
-7,946
-3% -$213K
LHX icon
68
L3Harris
LHX
$54B
$6.43M 0.34%
29,188
+7,403
+34% +$1.68M
ICE icon
69
Intercontinental Exchange
ICE
$84.5B
$6.36M 0.33%
55,373
+5,925
+12% +$703K
MRK icon
70
Merck
MRK
$323B
$6.31M 0.33%
84,052
-10,586
-11% -$805K
AUPH icon
71
Aurinia Pharmaceuticals
AUPH
$2.06B
$6.22M 0.33%
280,921
+24,378
+10% +$387K
LOW icon
72
Lowe's Companies
LOW
$123B
$6.17M 0.32%
30,405
+246
+0.8% +$49K
CSCO icon
73
Cisco
CSCO
$483B
$6.16M 0.32%
113,194
+14,812
+15% +$831K
UPS icon
74
United Parcel Service
UPS
$89.1B
$6.11M 0.32%
33,558
+70
+0.2% +$13.8K
HDV
75
iShares Core High Dividend ETF
HDV
$15B
$6.02M 0.32%
319,400
+145
+0% +$2.81K
1 2
3
4 5

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Hennion & Walsh Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Hennion & Walsh Asset Management held 781 positions worth $1.9B, up 1.5% from $1.88B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management deployed $64.6M of net new capital in Q3 2021, opening 57 new positions and adding to 347 existing holdings. Its largest new stake was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core MSCI Emerging Markets ETF, an estimated $5.8M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2021 buy was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
  • Hennion & Walsh Asset Management added most to BlackRock MuniHoldings Fund in Q3 2021, an estimated $6.67M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2021 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $5.8M.
  • Hennion & Walsh Asset Management fully exited MFS High Income Municipal Trust in Q3 2021, selling an estimated $5.58M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.9B portfolio in Q3 2021.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 71 in Q3 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 1.5% quarter-over-quarter to $1.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.