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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKTX icon
676
MarketAxess Holdings
MKTX
$5.72B
$268K 0.02%
1,255
+9
+0.7% +$2.18K
GMED icon
677
Globus Medical
GMED
$11.4B
$267K 0.02%
5,374
+31
+0.6% +$1.73K
WSBC icon
678
WesBanco
WSBC
$4.05B
$266K 0.02%
10,891
+154
+1% +$4K
HQH
679
abrdn Healthcare Investors
HQH
$1.34B
$265K 0.02%
17,072
+94
+0.6% +$1.57K
TDY icon
680
Teledyne Technologies
TDY
$31.6B
$262K 0.02%
641
– –
VWO icon
681
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$261K 0.02%
6,662
– –
PLOW icon
682
Douglas Dynamics
PLOW
$979M
$261K 0.02%
8,653
-241
-3% -$7.38K
XLY icon
683
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$261K 0.02%
3,244
+114
+4% +$9.64K
SWKS icon
684
Skyworks Solutions
SWKS
$10.3B
$261K 0.02%
2,647
+266
+11% +$28.3K
FFIC
685
DELISTED
Flushing Financial
FFIC
$260K 0.02%
19,811
-521
-3% -$7.29K
PDD icon
686
Pinduoduo
PDD
$129B
$259K 0.02%
+2,642
New +$228K
PDO
687
PIMCO Dynamic Income Opportunities Fund
PDO
$1.87B
$257K 0.02%
21,665
+118
+0.5% +$1.5K
CARG icon
688
CarGurus
CARG
$3.22B
$257K 0.02%
14,644
+3,685
+34% +$72.8K
FLG
689
Flagstar Bank National Association
FLG
$5.89B
$256K 0.02%
7,538
+715
+10% +$25.9K
EXPO icon
690
Exponent
EXPO
$3.25B
$256K 0.02%
2,990
-118
-4% -$10.7K
CYBR
691
DELISTED
CyberArk
CYBR
$255K 0.02%
+1,558
New +$250K
ONB icon
692
Old National Bancorp
ONB
$10.3B
$254K 0.02%
17,473
-1,818
-9% -$28.1K
KEYS icon
693
Keysight
KEYS
$58.7B
$253K 0.02%
1,910
-3
-0.2% -$444
LRCX icon
694
Lam Research
LRCX
$390B
$253K 0.02%
4,030
+380
+10% +$25K
ATRA icon
695
Atara Biotherapeutics
ATRA
$80.6M
$250K 0.02%
6,757
-408
-6% -$18.2K
MSBI icon
696
Midland States Bancorp
MSBI
$692M
$249K 0.02%
12,135
-542
-4% -$11.9K
THR
697
DELISTED
Thermon Group Holdings
THR
$248K 0.02%
+9,018
New +$242K
TDS icon
698
Telephone and Data Systems
TDS
$3.84B
$245K 0.02%
13,395
-14,078
-51% -$203K
HPQ icon
699
HP
HPQ
$26.6B
$245K 0.02%
9,539
-24,635
-72% -$756K
TFSL icon
700
TFS Financial
TFSL
$4.83B
$243K 0.02%
20,587
-13,065
-39% -$175K
26 27
28
29 30

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.