We are live on ! Find out more
HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.9B
AUM Growth
+$27.7M
Cap. Flow
+$64.6M
Cap. Flow %
3.39%
Top 10 Hldgs %
15.8%
Holding
781
New
57
Increased
347
Reduced
285
Closed
71

Top Buys

Rank Stock Value
1
INTF icon
iShares International Equity Factor ETF
INTF
+$9.91M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$7.58M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$6.67M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.95M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5.78M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.8M
2
CXE
MFS High Income Municipal Trust
CXE
+$5.58M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$5.31M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$5.09M
5
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$5.03M

Sector Composition

Rank Sector Weight
1 Healthcare 16.07%
2 Technology 11.15%
3 Financials 8.93%
4 Consumer Discretionary 4.97%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUOT
676
DELISTED
Quotient Technology Inc
QUOT
$237K 0.01%
+40,776
New +$342K
PKB icon
677
Invesco Building & Construction ETF
PKB
$398M
$236K 0.01%
5,000
– –
HRZN icon
678
Horizon Technology Finance
HRZN
$328M
$235K 0.01%
14,449
+13
+0.1% +$221
CSGS
679
DELISTED
CSG Systems International
CSGS
$231K 0.01%
+4,797
New +$224K
VFC icon
680
VF Corp
VFC
$5.81B
$231K 0.01%
3,450
– –
ACH
681
Accendra Health
ACH
$95M
$230K 0.01%
7,360
-1,103
-13% -$43.4K
MKTX icon
682
MarketAxess Holdings
MKTX
$5.72B
$229K 0.01%
+545
New +$250K
PEBO icon
683
Peoples Bancorp
PEBO
$1.47B
$229K 0.01%
+7,235
New +$219K
VOD icon
684
Vodafone
VOD
$36.7B
$229K 0.01%
+14,852
New +$246K
HTBK
685
DELISTED
Heritage Commerce
HTBK
$228K 0.01%
19,592
+9,040
+86% +$101K
LEA icon
686
Lear
LEA
$8.13B
$226K 0.01%
1,445
– –
OGE icon
687
OGE Energy
OGE
$9.6B
$225K 0.01%
+6,832
New +$236K
ODT
688
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
$225K 0.01%
77,352
-3,828
-5% -$12.7K
IIIN icon
689
Insteel Industries
IIIN
$634M
$224K 0.01%
+5,899
New +$218K
DAL icon
690
Delta Air Lines
DAL
$59.7B
$222K 0.01%
5,204
-1,298
-20% -$53K
DOC
691
DELISTED
PHYSICIANS REALTY TRUST
DOC
$221K 0.01%
12,540
-389
-3% -$7.19K
EVTC icon
692
Evertec
EVTC
$1.77B
$218K 0.01%
4,763
-716
-13% -$32.3K
FICO icon
693
Fair Isaac
FICO
$22.2B
$217K 0.01%
+545
New +$259K
CAH icon
694
Cardinal Health
CAH
$56.4B
$215K 0.01%
4,345
-48
-1% -$2.6K
LAD icon
695
Lithia Motors
LAD
$8.36B
$214K 0.01%
675
– –
CSGP icon
696
CoStar Group
CSGP
$12.7B
$211K 0.01%
2,450
-60
-2% -$5.19K
ETR icon
697
Entergy
ETR
$49.7B
$210K 0.01%
4,232
-3,470
-45% -$186K
NIE
698
Virtus Equity & Convertible Income Fund
NIE
$733M
$210K 0.01%
7,121
+7
+0.1% +$213
BHB icon
699
Bar Harbor Bankshares
BHB
$672M
$209K 0.01%
7,455
– –
XLI icon
700
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$206K 0.01%
2,102
– –
26 27
28
29 30

Similar funds

TCM
TCG Crossover Management Palo Alto, California $3.5B AUM 1,165.83% 1-Year Est. Return
BCP
BDT Capital Partners Chicago, Illinois $3.51B AUM 31.02% 1-Year Est. Return
TH
TCTC Holdings Dallas, Texas $3.51B AUM 30.71% 1-Year Est. Return
DILIC
Dai-ichi Life Insurance Company Tokyo, Japan $3.49B AUM 27.28% 1-Year Est. Return
TYCC
Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return
ACM
Aquatic Capital Management Chicago, Illinois $3.48B AUM 24.9% 1-Year Est. Return
MSC
MUFG Securities (Canada) New York $3.48B AUM 45.13% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Hennion & Walsh Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Hennion & Walsh Asset Management held 781 positions worth $1.9B, up 1.5% from $1.88B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management deployed $64.6M of net new capital in Q3 2021, opening 57 new positions and adding to 347 existing holdings. Its largest new stake was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core MSCI Emerging Markets ETF, an estimated $5.8M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2021 buy was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
  • Hennion & Walsh Asset Management added most to BlackRock MuniHoldings Fund in Q3 2021, an estimated $6.67M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2021 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $5.8M.
  • Hennion & Walsh Asset Management fully exited MFS High Income Municipal Trust in Q3 2021, selling an estimated $5.58M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.9B portfolio in Q3 2021.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 71 in Q3 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 1.5% quarter-over-quarter to $1.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.