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HWAM
Hennion & Walsh Asset Management Portfolio holdings
AUM
$3.5B
1-Year Est. Return
41.95%
This Fund
S&P 500
This Quarter
Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
(-7%)
Cap. Flow
-$42.5M
Cap. Flow
% of AUM
-2.71%
Top 10 Holdings %
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
|
+$20.4M |
| 2 |
Nuveen Municipal Credit Income Fund
NZF
|
+$2.51M |
| 3 |
LEO
BNY Mellon Strategic Municipals
LEO
|
+$2.5M |
| 4 |
Invesco Municipal Opportunity Trust
VMO
|
+$2.5M |
| 5 |
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
|
+$2.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$20.5M |
| 2 |
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
|
+$4.42M |
| 3 |
BlackRock MuniHoldings Fund
MHD
|
+$4.06M |
| 4 |
EIM
Eaton Vance Municipal Bond Fund
EIM
|
+$3.28M |
| 5 |
ISEE
IVERIC bio, Inc. Common Stock
ISEE
|
+$3.08M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.25% |
| 2 | Financials | 10.1% |
| 3 | Technology | 8.65% |
| 4 | Industrials | 4.97% |
| 5 | Consumer Discretionary | 4.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
SK Telecom
SKM
$12.9B
| $374K | 0.02% |
17,412
+2,569
| +17% | +$51.4K |
|
602
Vanguard Communication Services ETF
VOX
$5.82B
| $374K | 0.02% |
3,551
+131
| +4% | +$14.2K |
|
603
SS&C Technologies
SSNC
$18.7B
| $372K | 0.02% |
7,077
-207
| -3% | -$11.8K |
|
|
FLNA
604
Filana Therapeutics
FLNA
$46.9M
| $370K | 0.02% |
22,248
+1,605
| +8% | +$31.8K |
|
605
TriplePoint Venture Growth BDC
TPVG
$214M
| $366K | 0.02% |
35,006
-63,136
| -64% | -$720K |
|
606
Rambus
RMBS
$10.5B
| $366K | 0.02% |
6,557
+2,349
| +56% | +$133K |
|
|
MSD
607
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
| $365K | 0.02% |
56,241
-3,423
| -6% | -$22.4K |
|
608
LeMaitre Vascular
LMAT
$1.89B
| $365K | 0.02% |
6,697
-264
| -4% | -$15.6K |
|
609
Canadian Imperial Bank of Commerce
CM
$109B
| $362K | 0.02% |
9,384
-83
| -0.9% | -$3.43K |
|
|
ETO
610
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$524M
| $361K | 0.02% |
16,927
+7,264
| +75% | +$165K |
|
611
NetApp
NTAP
$38.9B
| $361K | 0.02% |
4,759
-100
| -2% | -$7.73K |
|
612
Valley National Bancorp
VLY
$8.16B
| $359K | 0.02% |
41,923
-2,398
| -5% | -$21.8K |
|
613
Riot Platforms
RIOT
$7.6B
| $357K | 0.02% |
38,260
-2,199
| -5% | -$30.3K |
|
614
BCE
BCE
$21.8B
| $356K | 0.02% |
9,332
-29
| -0.3% | -$1.22K |
|
615
Copart
CPRT
$27.2B
| $352K | 0.02% |
+8,166
| New | +$363K |
|
616
Hancock Whitney
HWC
$6.28B
| $352K | 0.02% |
9,507
+504
| +6% | +$20.6K |
|
|
NXN
617
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
| $350K | 0.02% |
30,325
+6,701
| +28% | +$79.9K |
|
|
JHS
618
John Hancock Income Securities Trust
JHS
$127M
| $348K | 0.02% |
33,921
+20,549
| +154% | +$220K |
|
619
Grupo Aeroportuario del Sureste
ASR
$8.15B
| $347K | 0.02% |
1,411
+317
| +29% | +$85.7K |
|
620
Viavi Solutions
VIAV
$9.47B
| $347K | 0.02% |
37,923
-722
| -2% | -$7.52K |
|
621
Enbridge
ENB
$113B
| $346K | 0.02% |
10,437
-20,710
| -66% | -$735K |
|
622
Moderna
MRNA
$24.2B
| $343K | 0.02% |
3,322
+197
| +6% | +$22K |
|
623
Canadian Natural Resources
CNQ
$98.1B
| $343K | 0.02% |
10,594
-14
| -0.1% | -$428 |
|
624
Camden National
CAC
$982M
| $337K | 0.02% |
11,931
-867
| -7% | -$28K |
|
625
British American Tobacco
BTI
$122B
| $337K | 0.02% |
10,719
-112
| -1% | -$3.69K |
|
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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review
As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.
- Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
- Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
- Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
- Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
- Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
- Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
- Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.
Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.