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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEN icon
501
Gen Digital
GEN
$17.1B
$533K 0.03%
30,120
-595
-2% -$11.6K
CWCO icon
502
Consolidated Water Co
CWCO
$505M
$529K 0.03%
18,613
-485
-3% -$12K
PTGX icon
503
Protagonist Therapeutics
PTGX
$9.86B
$528K 0.03%
31,666
+14,958
+90% +$290K
EBAY icon
504
eBay
EBAY
$45.8B
$524K 0.03%
11,878
-4,348
-27% -$194K
PSX icon
505
Phillips 66
PSX
$89.3B
$521K 0.03%
+4,339
New +$487K
LEN icon
506
Lennar Class A
LEN
$20.7B
$521K 0.03%
+4,794
New +$562K
PBR.A icon
507
Petrobras Class A
PBR.A
$104B
$520K 0.03%
37,961
-107
-0.3% -$1.38K
STLA icon
508
Stellantis
STLA
$20.1B
$515K 0.03%
+26,896
New +$503K
MBWM icon
509
Mercantile Bank Corp
MBWM
$1.06B
$514K 0.03%
16,628
-1,126
-6% -$36.8K
BBAG icon
510
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$997M
$509K 0.03%
11,519
-571
-5% -$25.9K
INBX
511
DELISTED
Inhibrx, Inc. Common Stock
INBX
$509K 0.03%
27,731
+13,098
+90% +$274K
PHAT icon
512
Phathom Pharmaceuticals
PHAT
$698M
$508K 0.03%
48,987
-9,671
-16% -$133K
TBIL
513
F/m US Treasury 3 Month Bill Fund
TBIL
$7.24B
$507K 0.03%
+10,120
New +$506K
RF icon
514
Regions Financial
RF
$26.9B
$506K 0.03%
29,442
-280
-0.9% -$5.3K
ARQT icon
515
Arcutis Biotherapeutics
ARQT
$3.29B
$506K 0.03%
95,308
-7,105
-7% -$60.4K
EGP icon
516
EastGroup Properties
EGP
$10.9B
$502K 0.03%
3,014
-3
-0.1% -$532
LQDT icon
517
Liquidity Services
LQDT
$1.34B
$500K 0.03%
28,355
-140
-0.5% -$2.44K
CXH
518
DELISTED
MFS Investment Grade Municipal Trust
CXH
$499K 0.03%
+70,616
New +$523K
HON icon
519
Honeywell
HON
$73.7B
$499K 0.03%
2,866
-12
-0.4% -$2.2K
CATY icon
520
Cathay General Bancorp
CATY
$4.3B
$499K 0.03%
14,345
-4
-0% -$143
MPWR icon
521
Monolithic Power Systems
MPWR
$70.5B
$497K 0.03%
1,075
+6
+0.6% +$3.07K
BSJR icon
522
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$882M
$493K 0.03%
+23,039
New +$498K
VPV icon
523
Invesco Pennsylvania Value Municipal Income Trust
VPV
$201M
$493K 0.03%
55,066
+7,795
+16% +$74.8K
ALDX icon
524
Aldeyra Therapeutics
ALDX
$93.5M
$492K 0.03%
73,669
+34,796
+90% +$258K
MHF
525
Western Asset Municipal High Income Fund
MHF
$154M
$490K 0.03%
+80,464
New +$511K
19 20
21
22 23

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.