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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
476
CMS Energy
CMS
$21.9B
$581K 0.04%
10,931
+500
+5% +$29K
VGR
477
DELISTED
Vector Group Ltd.
VGR
$577K 0.04%
54,228
+40,054
+283% +$465K
ECL icon
478
Ecolab
ECL
$78.6B
$574K 0.04%
3,387
+630
+23% +$115K
AGEN
479
Agenus
AGEN
$315M
$573K 0.04%
25,347
+11,971
+89% +$339K
HUBG icon
480
HUB Group
HUBG
$2.37B
$573K 0.04%
14,584
+426
+3% +$17.5K
CHKP icon
481
Check Point Software Technologies
CHKP
$13.1B
$572K 0.04%
4,288
+368
+9% +$48.3K
BSJP
482
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$571K 0.04%
25,399
-31,138
-55% -$703K
SLRC icon
483
SLR Investment Corp
SLRC
$701M
$570K 0.04%
37,047
-17,809
-32% -$268K
SYK icon
484
Stryker
SYK
$131B
$569K 0.04%
+2,081
New +$597K
NSA
485
DELISTED
National Storage Affiliates Trust
NSA
$568K 0.04%
17,882
-7,839
-30% -$265K
CRM icon
486
Salesforce
CRM
$158B
$562K 0.04%
2,772
+516
+23% +$111K
CTBI icon
487
Community Trust Bancorp
CTBI
$1.42B
$561K 0.04%
16,365
-979
-6% -$35.8K
GPN icon
488
Global Payments
GPN
$22.4B
$560K 0.04%
4,855
-235
-5% -$28K
BBVA icon
489
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$560K 0.04%
+69,580
New +$541K
SNPS icon
490
Synopsys
SNPS
$78.9B
$559K 0.04%
1,219
+591
+94% +$264K
NSSC icon
491
Napco Security Technologies
NSSC
$1.4B
$554K 0.04%
+24,915
New +$756K
SNY icon
492
Sanofi
SNY
$104B
$554K 0.04%
10,328
+1,466
+17% +$78.2K
CDNS icon
493
Cadence Design Systems
CDNS
$89.7B
$552K 0.04%
2,358
+1,140
+94% +$267K
GDDY icon
494
GoDaddy
GDDY
$11.4B
$551K 0.04%
7,395
+2,038
+38% +$150K
NDAQ icon
495
Nasdaq
NDAQ
$53.1B
$549K 0.04%
11,292
-6,733
-37% -$341K
TRGP icon
496
Targa Resources
TRGP
$57.6B
$546K 0.03%
+6,372
New +$528K
KSM
497
DELISTED
DWS Strategic Municipal Income Trust
KSM
$545K 0.03%
72,422
-256,035
-78% -$2.1M
ZLAB icon
498
Zai Lab
ZLAB
$2.87B
$543K 0.03%
22,355
+10,561
+90% +$281K
LCII icon
499
LCI Industries
LCII
$2.53B
$534K 0.03%
4,544
+1,018
+29% +$128K
PFLT icon
500
PennantPark Floating Rate Capital
PFLT
$741M
$533K 0.03%
50,025
-72,150
-59% -$778K
18 19
20
21 22

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.