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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLN icon
26
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$8.43M 0.54%
200,957
+5,919
+3% +$247K
IMGN
27
DELISTED
Immunogen Inc
IMGN
$8.3M 0.53%
523,074
+7,795
+2% +$130K
HYDB icon
28
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$8M 0.51%
182,153
+12,370
+7% +$551K
NRK icon
29
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$916M
$7.83M 0.5%
828,349
-20,877
-2% -$209K
ODFL icon
30
Old Dominion Freight Line
ODFL
$44.1B
$7.82M 0.5%
38,212
-9,750
-20% -$1.97M
CSCO icon
31
Cisco
CSCO
$483B
$7.76M 0.5%
144,396
+1,231
+0.9% +$66.4K
AFB
32
AllianceBernstein National Municipal Income Fund
AFB
$316M
$7.49M 0.48%
801,734
+27,245
+4% +$282K
IIM icon
33
Invesco Value Municipal Income Trust
IIM
$595M
$7.48M 0.48%
719,002
-119,280
-14% -$1.37M
SPGI icon
34
S&P Global
SPGI
$121B
$7.25M 0.46%
19,844
-3,985
-17% -$1.57M
CVX icon
35
Chevron
CVX
$382B
$7.16M 0.46%
42,469
-10,947
-20% -$1.77M
MYN icon
36
BlackRock MuniYield New York Quality Fund
MYN
$376M
$6.94M 0.44%
783,458
-2,076
-0.3% -$20.1K
NAN icon
37
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$6.59M 0.42%
681,180
-85,484
-11% -$889K
NVDA icon
38
NVIDIA
NVDA
$5.27T
$6.43M 0.41%
147,810
-65,260
-31% -$2.92M
JNJ icon
39
Johnson & Johnson
JNJ
$631B
$6.39M 0.41%
41,050
-11,033
-21% -$1.82M
KTF
40
DWS Municipal Income Trust
KTF
$352M
$6.35M 0.4%
824,609
+48,098
+6% +$404K
VMO icon
41
Invesco Municipal Opportunity Trust
VMO
$658M
$6.26M 0.4%
760,259
+273,585
+56% +$2.5M
DVN icon
42
Devon Energy
DVN
$49.9B
$6.18M 0.39%
129,642
+4,109
+3% +$207K
MHN
43
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$6.04M 0.39%
661,688
-83,589
-11% -$837K
MLN icon
44
VanEck Long Muni ETF
MLN
$683M
$5.9M 0.38%
353,224
+692
+0.2% +$12.1K
KRYS icon
45
Krystal Biotech
KRYS
$9.81B
$5.9M 0.38%
50,821
+1,139
+2% +$139K
IGSB icon
46
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$5.87M 0.37%
117,802
-1,328
-1% -$66.4K
NAC icon
47
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$5.76M 0.37%
596,920
-453
-0.1% -$4.75K
BLK icon
48
Blackrock
BLK
$175B
$5.57M 0.36%
8,620
-2,314
-21% -$1.62M
BTT icon
49
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$5.55M 0.35%
285,853
+1,054
+0.4% +$21.6K
ABBV icon
50
AbbVie
ABBV
$438B
$5.54M 0.35%
37,133
-6,236
-14% -$915K
1
2
3 4 5

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.