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HWAM
Hennion & Walsh Asset Management Portfolio holdings
AUM
$3.5B
1-Year Est. Return
41.95%
This Fund
S&P 500
This Quarter
Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
(-7%)
Cap. Flow
-$42.5M
Cap. Flow
% of AUM
-2.71%
Top 10 Holdings %
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
|
+$20.4M |
| 2 |
Nuveen Municipal Credit Income Fund
NZF
|
+$2.51M |
| 3 |
LEO
BNY Mellon Strategic Municipals
LEO
|
+$2.5M |
| 4 |
Invesco Municipal Opportunity Trust
VMO
|
+$2.5M |
| 5 |
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
|
+$2.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$20.5M |
| 2 |
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
|
+$4.42M |
| 3 |
BlackRock MuniHoldings Fund
MHD
|
+$4.06M |
| 4 |
EIM
Eaton Vance Municipal Bond Fund
EIM
|
+$3.28M |
| 5 |
ISEE
IVERIC bio, Inc. Common Stock
ISEE
|
+$3.08M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.25% |
| 2 | Financials | 10.1% |
| 3 | Technology | 8.65% |
| 4 | Industrials | 4.97% |
| 5 | Consumer Discretionary | 4.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DAWN
451
DELISTED
Day One Biopharmaceuticals
DAWN
| $660K | 0.04% |
53,803
+25,414
| +90% | +$332K |
|
452
United Therapeutics
UTHR
$21.9B
| $659K | 0.04% |
2,919
+210
| +8% | +$48.4K |
|
|
CEV
453
Eaton Vance California Municipal Income Trust
CEV
$75M
| $659K | 0.04% |
71,913
-14,467
| -17% | -$142K |
|
454
Adams Diversified Equity Fund
ADX
$3.29B
| $654K | 0.04% |
39,297
+21,844
| +125% | +$376K |
|
455
Teradyne
TER
$62.2B
| $653K | 0.04% |
6,503
-122
| -2% | -$12.9K |
|
|
JHI
456
John Hancock Investors Trust
JHI
$118M
| $650K | 0.04% |
53,519
+8,787
| +20% | +$111K |
|
457
ProShares Russell 2000 Dividend Growers ETF
SMDV
$706M
| $650K | 0.04% |
+11,486
| New | +$688K |
|
458
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
| $646K | 0.04% |
14,780
+250
| +2% | +$11.4K |
|
459
Insteel Industries
IIIN
$641M
| $644K | 0.04% |
19,838
-18
| -0.1% | -$578 |
|
460
Align Technology
ALGN
$12.2B
| $634K | 0.04% |
+2,075
| New | +$717K |
|
461
Caterpillar
CAT
$395B
| $629K | 0.04% |
2,303
-769
| -25% | -$209K |
|
462
United Microelectronic
UMC
$48.8B
| $628K | 0.04% |
88,920
+73,255
| +468% | +$531K |
|
463
Fidus Investment
FDUS
$750M
| $623K | 0.04% |
32,427
-15,589
| -32% | -$307K |
|
464
1-800-Flowers.com
FLWS
$258M
| $615K | 0.04% |
87,846
-22,094
| -20% | -$166K |
|
|
ACV
465
Virtus Diversified Income & Convertible Fund
ACV
$287M
| $610K | 0.04% |
32,713
+6,291
| +24% | +$123K |
|
466
Alarm.com
ALRM
$2.74B
| $608K | 0.04% |
9,952
+3,078
| +45% | +$174K |
|
|
JPI
467
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $599K | 0.04% |
34,899
+238
| +0.7% | +$4.1K |
|
468
Brady Corp
BRC
$4.47B
| $599K | 0.04% |
10,904
+138
| +1% | +$7.1K |
|
469
Genpact
G
$5.68B
| $599K | 0.04% |
16,540
-300
| -2% | -$11.1K |
|
470
Wells Fargo
WFC
$265B
| $598K | 0.04% |
14,627
-223
| -2% | -$9.63K |
|
|
ETX
471
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
| $597K | 0.04% |
35,175
-458
| -1% | -$7.91K |
|
472
iShares National Muni Bond ETF
MUB
$45.9B
| $594K | 0.04% |
5,790
| – | – |
|
473
Qualcomm
QCOM
$174B
| $589K | 0.04% |
5,305
+2,078
| +64% | +$241K |
|
474
Ascendis Pharma A/S
ASND
$16.7B
| $584K | 0.04% |
6,238
+448
| +8% | +$41.9K |
|
475
A.O. Smith
AOS
$8.59B
| $581K | 0.04% |
8,784
-147
| -2% | -$10.4K |
|
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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review
As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.
- Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
- Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
- Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
- Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
- Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
- Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
- Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.
Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.