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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBBY
426
Bed Bath & Beyond
BBBY
$407M
$745K 0.05%
51,823
-8,053
-13% -$197K
UNP icon
427
Union Pacific
UNP
$174B
$745K 0.05%
3,659
+335
+10% +$73K
HYB
428
DELISTED
New America High Income Fund, Inc.
HYB
$743K 0.05%
114,670
-51,720
-31% -$346K
KLAC icon
429
KLA
KLAC
$262B
$739K 0.05%
16,120
+3,520
+28% +$169K
BSCR icon
430
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$737K 0.05%
39,318
+24,909
+173% +$472K
NOW icon
431
ServiceNow
NOW
$132B
$734K 0.05%
6,570
-8,595
-57% -$981K
PHT
432
DELISTED
Pioneer High Income Fund
PHT
$734K 0.05%
109,333
-37
-0% -$252
NFLX icon
433
Netflix
NFLX
$311B
$715K 0.05%
18,940
+340
+2% +$14.4K
SEIC icon
434
SEI Investments
SEIC
$12.6B
$715K 0.05%
11,866
+275
+2% +$16.9K
RARE icon
435
Ultragenyx Pharmaceutical
RARE
$2.66B
$704K 0.04%
19,751
+1,426
+8% +$56.5K
J icon
436
Jacobs Solutions
J
$17.3B
$703K 0.04%
6,226
-8,492
-58% -$915K
ETD icon
437
Ethan Allen Interiors
ETD
$602M
$702K 0.04%
23,488
-1,673
-7% -$51.8K
MPC icon
438
Marathon Petroleum
MPC
$94.5B
$699K 0.04%
+4,618
New +$644K
RGR icon
439
Sturm, Ruger & Co
RGR
$598M
$697K 0.04%
13,370
-743
-5% -$39K
CRSP icon
440
CRISPR Therapeutics
CRSP
$5.23B
$695K 0.04%
15,315
+7,235
+90% +$374K
RILY icon
441
BRC Group Holdings
RILY
$292M
$694K 0.04%
16,922
+2,592
+18% +$128K
PYN
442
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$692K 0.04%
130,323
-3,407
-3% -$20.4K
GD icon
443
General Dynamics
GD
$106B
$682K 0.04%
3,087
-1,192
-28% -$264K
TU icon
444
Telus
TU
$15.2B
$679K 0.04%
41,573
-19,803
-32% -$349K
NBIX icon
445
Neurocrine Biosciences
NBIX
$16.5B
$679K 0.04%
6,035
+435
+8% +$45.8K
TVTX icon
446
Travere Therapeutics
TVTX
$5.68B
$678K 0.04%
75,873
-5,230
-6% -$73.8K
RAPT
447
DELISTED
RAPT Therapeutics
RAPT
$674K 0.04%
5,071
+2,395
+89% +$391K
KOF icon
448
Coca-Cola Femsa
KOF
$23B
$670K 0.04%
8,539
+31
+0.4% +$2.56K
ARDX icon
449
Ardelyx
ARDX
$1.02B
$664K 0.04%
162,639
+76,815
+90% +$300K
EVRG icon
450
Evergy
EVRG
$18.9B
$664K 0.04%
13,087
+2,874
+28% +$163K
16 17
18
19 20

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.