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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDE
401
Voya Infrastructure, Industrials and Materials Fund
IDE
$200M
$836K 0.05%
88,627
-16,186
-15% -$158K
KR icon
402
Kroger
KR
$34.5B
$834K 0.05%
18,641
-6,374
-25% -$300K
NJR icon
403
New Jersey Resources
NJR
$5.55B
$833K 0.05%
20,505
+2,085
+11% +$91.3K
HIO
404
Western Asset High Income Opportunity Fund
HIO
$340M
$832K 0.05%
228,466
-2,174
-0.9% -$8.25K
BKE icon
405
Buckle
BKE
$2.37B
$832K 0.05%
24,904
-10,016
-29% -$352K
K
406
DELISTED
Kellanova
K
$830K 0.05%
14,857
-6,406
-30% -$381K
IOVA icon
407
Iovance Biotherapeutics
IOVA
$2.94B
$821K 0.05%
180,495
-1,036
-0.6% -$6.76K
NBO
408
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$817K 0.05%
93,261
-45,997
-33% -$430K
ED icon
409
Consolidated Edison
ED
$39.8B
$813K 0.05%
9,504
+2,728
+40% +$248K
VTRS icon
410
Viatris
VTRS
$18.7B
$812K 0.05%
82,358
+38,900
+90% +$405K
ROP icon
411
Roper Technologies
ROP
$39.5B
$808K 0.05%
+1,668
New +$817K
HWM icon
412
Howmet Aerospace
HWM
$112B
$804K 0.05%
+17,392
New +$847K
CGBD icon
413
Carlyle Secured Lending
CGBD
$769M
$804K 0.05%
55,446
-95,986
-63% -$1.44M
IBKR icon
414
Interactive Brokers
IBKR
$40.7B
$796K 0.05%
36,788
+2,800
+8% +$62.3K
CTLT
415
DELISTED
CATALENT, INC.
CTLT
$794K 0.05%
17,434
-11,198
-39% -$523K
EFX icon
416
Equifax
EFX
$21.4B
$793K 0.05%
4,329
+206
+5% +$42.1K
PCH
417
DELISTED
PotlatchDeltic
PCH
$774K 0.05%
17,058
+8,915
+109% +$440K
ITCI
418
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$769K 0.05%
14,764
+1,066
+8% +$62.1K
SWTX
419
DELISTED
SpringWorks Therapeutics
SWTX
$769K 0.05%
33,260
+2,400
+8% +$65.6K
GXO icon
420
GXO Logistics
GXO
$5.37B
$767K 0.05%
13,077
+419
+3% +$26.2K
SLP icon
421
Simulations Plus
SLP
$370M
$763K 0.05%
18,291
+13,539
+285% +$614K
APTV icon
422
Aptiv
APTV
$10.3B
$757K 0.05%
7,683
-142
-2% -$14.7K
COLD icon
423
Americold
COLD
$4.13B
$757K 0.05%
24,907
-9,606
-28% -$311K
MCO icon
424
Moody's
MCO
$82.5B
$753K 0.05%
+2,382
New +$810K
DT icon
425
Dynatrace
DT
$14.4B
$746K 0.05%
15,964
-256
-2% -$12.6K
15 16
17
18 19

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.