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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYTM icon
376
Rhythm Pharmaceuticals
RYTM
$7.77B
$920K 0.06%
40,146
+18,963
+90% +$425K
WDI
377
Western Asset Diversified Income Fund
WDI
$685M
$915K 0.06%
69,130
+20,467
+42% +$279K
SOR
378
Source Capital
SOR
$383M
$915K 0.06%
23,706
-216
-0.9% -$8.4K
BGX
379
Blackstone Long-Short Credit Income Fund
BGX
$138M
$911K 0.06%
78,223
-236
-0.3% -$2.72K
HRL icon
380
Hormel Foods
HRL
$13.4B
$911K 0.06%
23,946
-8,576
-26% -$338K
NI icon
381
NiSource
NI
$20.1B
$908K 0.06%
36,781
-13,740
-27% -$371K
AMLX icon
382
Amylyx Pharmaceuticals
AMLX
$2.63B
$908K 0.06%
49,566
+14,427
+41% +$305K
SCCO icon
383
Southern Copper
SCCO
$164B
$902K 0.06%
13,079
-6,887
-34% -$497K
TEVA icon
384
Teva Pharmaceuticals
TEVA
$42.5B
$894K 0.06%
87,605
+40,424
+86% +$376K
ANGL icon
385
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
$893K 0.06%
33,014
-16,356
-33% -$450K
ZTS icon
386
Zoetis
ZTS
$31.1B
$890K 0.06%
5,115
+526
+11% +$95.5K
REXR icon
387
Rexford Industrial Realty
REXR
$8.07B
$889K 0.06%
18,010
-6,271
-26% -$332K
FANG icon
388
Diamondback Energy
FANG
$56.5B
$877K 0.06%
5,663
+1,201
+27% +$177K
HCM icon
389
HUTCHMED
HCM
$2.17B
$876K 0.06%
51,735
+24,437
+90% +$350K
PYPL icon
390
PayPal
PYPL
$50.5B
$870K 0.06%
14,880
-5,186
-26% -$338K
PTC icon
391
PTC
PTC
$16.3B
$865K 0.06%
6,105
-2,418
-28% -$346K
FLO icon
392
Flowers Foods
FLO
$1.52B
$863K 0.06%
38,899
+3,955
+11% +$94.7K
TFC icon
393
Truist Financial
TFC
$63.9B
$862K 0.06%
30,129
-308
-1% -$9.47K
ICPT
394
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$859K 0.05%
46,315
+21,878
+90% +$247K
GTY
395
Getty Realty Corp
GTY
$2B
$855K 0.05%
30,846
+3,136
+11% +$97.5K
LECO icon
396
Lincoln Electric
LECO
$15.5B
$854K 0.05%
4,700
+58
+1% +$11.1K
JCI icon
397
Johnson Controls International
JCI
$93.7B
$846K 0.05%
15,904
+607
+4% +$37.5K
MDLZ icon
398
Mondelez International
MDLZ
$78.9B
$841K 0.05%
12,121
-182
-1% -$13.1K
MIRM icon
399
Mirum Pharmaceuticals
MIRM
$5.99B
$837K 0.05%
26,493
+12,516
+90% +$343K
EXR icon
400
Extra Space Storage
EXR
$31B
$837K 0.05%
+6,882
New +$924K
14 15
16
17 18

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.