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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$2.04B
AUM Growth
+$132M
Cap. Flow
+$57.2M
Cap. Flow %
2.81%
Top 10 Hldgs %
16.02%
Holding
802
New
92
Increased
355
Reduced
281
Closed
60

Top Buys

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$18.1M
2
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$11.1M
3
HYDB icon
iShares High Yield Systematic Bond ETF
HYDB
+$9.47M
4
NXP icon
Nuveen Select Tax-Free Income Portfolio
NXP
+$6.99M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$19.1M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.6M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$10.3M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$10.2M
5
NMZ icon
Nuveen Municipal High Income Opportunity Fund
NMZ
+$7.01M

Sector Composition

Rank Sector Weight
1 Healthcare 14.27%
2 Technology 12%
3 Financials 9.31%
4 Industrials 5.32%
5 Consumer Discretionary 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEYS icon
326
Keysight
KEYS
$58.7B
$1.15M 0.06%
5,561
+139
+3% +$26K
EVR icon
327
Evercore
EVR
$11.7B
$1.14M 0.06%
8,401
-610
-7% -$88.9K
FDUS icon
328
Fidus Investment
FDUS
$752M
$1.14M 0.06%
63,432
-1,194
-2% -$21.2K
TRI icon
329
Thomson Reuters
TRI
$45.4B
$1.14M 0.06%
9,011
-113
-1% -$14.1K
PSA icon
330
Public Storage
PSA
$60.7B
$1.14M 0.06%
3,030
-286
-9% -$95.5K
RETA
331
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$1.12M 0.06%
42,510
+2,725
+7% +$211K
ECF
332
Ellsworth Growth & Income Fund
ECF
$173M
$1.11M 0.05%
90,113
-1,055
-1% -$13.9K
SFIX
333
Stitch Fix
SFIX
$499M
$1.1M 0.05%
58,309
+368
+0.6% +$10.5K
DRE
334
DELISTED
Duke Realty Corp.
DRE
$1.1M 0.05%
16,790
+209
+1% +$12.1K
CMS icon
335
CMS Energy
CMS
$21.8B
$1.1M 0.05%
16,876
-1,580
-9% -$97K
RRX icon
336
Regal Rexnord
RRX
$11.5B
$1.1M 0.05%
6,454
+3,546
+122% +$561K
KR icon
337
Kroger
KR
$34.5B
$1.08M 0.05%
23,958
-8,912
-27% -$375K
QNCX icon
338
Quince Therapeutics
QNCX
$32M
$1.08M 0.05%
430
-17
-4% -$104K
AIF
339
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.08M 0.05%
70,526
+49,788
+240% +$780K
DTE icon
340
DTE Energy
DTE
$28.6B
$1.08M 0.05%
9,025
-7
-0.1% -$800
CRWD icon
341
CrowdStrike
CRWD
$226B
$1.08M 0.05%
21,012
-1,316
-6% -$80.2K
D icon
342
Dominion Energy
D
$59.9B
$1.07M 0.05%
13,664
-1,101
-7% -$82.8K
IDCC icon
343
InterDigital
IDCC
$8.72B
$1.06M 0.05%
14,795
+6,777
+85% +$472K
INTC icon
344
Intel
INTC
$493B
$1.06M 0.05%
20,573
-805
-4% -$41.2K
NSC icon
345
Norfolk Southern
NSC
$75.2B
$1.05M 0.05%
3,544
-3,134
-47% -$875K
XPO icon
346
XPO
XPO
$23.8B
$1.04M 0.05%
22,694
+287
+1% +$13.3K
MSM icon
347
MSC Industrial Direct
MSM
$6.7B
$1.04M 0.05%
12,319
+3,209
+35% +$268K
BST icon
348
BlackRock Science and Technology Trust
BST
$1.71B
$1.02M 0.05%
20,357
-356
-2% -$18.6K
NEM icon
349
Newmont
NEM
$124B
$1.01M 0.05%
16,329
-2,373
-13% -$134K
KIO
350
KKR Income Opportunities Fund
KIO
$459M
$1.01M 0.05%
59,614
+17,485
+42% +$287K
12 13
14
15 16

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Hennion & Walsh Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Hennion & Walsh Asset Management held 802 positions worth $2.04B, up 7% from $1.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management's Q4 2021 filing shows 92 new, 355 increased, 281 reduced and 60 closed positions. Its largest new stake was JPMorgan Short Duration Core Plus ETF: 362,975 shares worth $18.1M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $19.1M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • Hennion & Walsh Asset Management's largest Q4 2021 buy was JPMorgan Short Duration Core Plus ETF: 362,975 shares worth $18.1M.
  • Hennion & Walsh Asset Management added most to Invesco Value Municipal Income Trust in Q4 2021, an estimated $5M increase.
  • Hennion & Walsh Asset Management's biggest Q4 2021 reduction was BlackRock Municipal Income Trust II, cutting an estimated $10.3M.
  • Hennion & Walsh Asset Management fully exited JPMorgan Ultra-Short Income ETF in Q4 2021, selling an estimated $19.1M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $2.04B portfolio in Q4 2021.
  • Hennion & Walsh Asset Management opened 92 new positions and closed 60 in Q4 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 7% quarter-over-quarter to $2.04B.

Based on Hennion & Walsh Asset Management's 13F filing for Q4 2021, filed 14 Feb 2022.