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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.9B
AUM Growth
+$27.7M
Cap. Flow
+$64.6M
Cap. Flow %
3.39%
Top 10 Hldgs %
15.8%
Holding
781
New
57
Increased
347
Reduced
285
Closed
71

Top Buys

Rank Stock Value
1
INTF icon
iShares International Equity Factor ETF
INTF
+$9.91M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$7.58M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$6.67M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.95M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5.78M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.8M
2
CXE
MFS High Income Municipal Trust
CXE
+$5.58M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$5.31M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$5.09M
5
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$5.03M

Sector Composition

Rank Sector Weight
1 Healthcare 16.07%
2 Technology 11.15%
3 Financials 8.93%
4 Consumer Discretionary 4.97%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFT
301
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.32M 0.07%
83,600
+29,140
+54% +$458K
XEL icon
302
Xcel Energy
XEL
$48.6B
$1.32M 0.07%
21,094
+1,355
+7% +$91.5K
RGNX icon
303
Regenxbio
RGNX
$704M
$1.29M 0.07%
30,888
+10,576
+52% +$381K
SRPT icon
304
Sarepta Therapeutics
SRPT
$1.89B
$1.29M 0.07%
13,988
+4,790
+52% +$369K
WMB icon
305
Williams Companies
WMB
$88.3B
$1.29M 0.07%
49,724
-9,696
-16% -$244K
XOM icon
306
ExxonMobil
XOM
$658B
$1.28M 0.07%
21,841
-10,965
-33% -$625K
T icon
307
AT&T
T
$168B
$1.28M 0.07%
62,961
-8,727
-12% -$183K
APD icon
308
Air Products & Chemicals
APD
$68.5B
$1.28M 0.07%
4,981
+3,851
+341% +$1.07M
HRL icon
309
Hormel Foods
HRL
$13.4B
$1.27M 0.07%
30,986
+941
+3% +$42.4K
PCRX icon
310
Pacira BioSciences
PCRX
$971M
$1.27M 0.07%
22,606
-3,640
-14% -$210K
EMN icon
311
Eastman Chemical
EMN
$8.54B
$1.24M 0.07%
12,313
+4,747
+63% +$524K
TEVA icon
312
Teva Pharmaceuticals
TEVA
$42.3B
$1.23M 0.06%
125,913
-5,435
-4% -$50.9K
MAIN icon
313
Main Street Capital
MAIN
$5.52B
$1.22M 0.06%
29,687
-14
-0% -$582
ECF
314
Ellsworth Growth & Income Fund
ECF
$173M
$1.22M 0.06%
91,168
+169
+0.2% +$2.45K
AES icon
315
AES
AES
$10.5B
$1.22M 0.06%
53,225
+20,629
+63% +$501K
PAGS icon
316
PagSeguro Digital
PAGS
$2.49B
$1.22M 0.06%
23,485
-477
-2% -$26.8K
EVR icon
317
Evercore
EVR
$11.6B
$1.21M 0.06%
9,011
+1,411
+19% +$192K
JPI
318
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.19M 0.06%
47,844
-14,304
-23% -$367K
DPZ icon
319
Domino's
DPZ
$11.9B
$1.18M 0.06%
2,476
-265
-10% -$134K
UPBD icon
320
Upbound Group
UPBD
$1.11B
$1.18M 0.06%
20,952
+2,083
+11% +$123K
NKE icon
321
Nike
NKE
$61.3B
$1.18M 0.06%
8,104
-3,141
-28% -$512K
VISN
322
Vistance Networks Inc
VISN
$2.69B
$1.17M 0.06%
86,136
+3,302
+4% +$56.8K
NOK icon
323
Nokia
NOK
$52.8B
$1.16M 0.06%
213,363
+8,178
+4% +$47.5K
INO icon
324
Inovio Pharmaceuticals
INO
$80M
$1.15M 0.06%
13,402
+4,587
+52% +$460K
INTC icon
325
Intel
INTC
$490B
$1.14M 0.06%
21,378
-8,492
-28% -$460K
11 12
13
14 15

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Hennion & Walsh Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Hennion & Walsh Asset Management held 781 positions worth $1.9B, up 1.5% from $1.88B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management deployed $64.6M of net new capital in Q3 2021, opening 57 new positions and adding to 347 existing holdings. Its largest new stake was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core MSCI Emerging Markets ETF, an estimated $5.8M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2021 buy was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
  • Hennion & Walsh Asset Management added most to BlackRock MuniHoldings Fund in Q3 2021, an estimated $6.67M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2021 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $5.8M.
  • Hennion & Walsh Asset Management fully exited MFS High Income Municipal Trust in Q3 2021, selling an estimated $5.58M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.9B portfolio in Q3 2021.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 71 in Q3 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 1.5% quarter-over-quarter to $1.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.