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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGB
251
Blackstone Strategic Credit 2027 Term Fund
BGB
$507M
$1.62M 0.1%
146,967
-26,006
-15% -$288K
BMI icon
252
Badger Meter
BMI
$3.93B
$1.61M 0.1%
11,195
+7,813
+231% +$1.23M
HUM icon
253
Humana
HUM
$44.8B
$1.58M 0.1%
3,246
-1,265
-28% -$594K
SCHW
254
Charles Schwab
SCHW
$186B
$1.57M 0.1%
28,674
+9,089
+46% +$549K
ATEN icon
255
A10 Networks
ATEN
$1.97B
$1.57M 0.1%
104,505
-25,202
-19% -$373K
BSJQ icon
256
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$866M
$1.57M 0.1%
69,177
+13,323
+24% +$304K
WSM icon
257
Williams-Sonoma
WSM
$29.5B
$1.56M 0.1%
20,096
-14,336
-42% -$987K
EXC icon
258
Exelon
EXC
$46.2B
$1.55M 0.1%
41,001
-5,497
-12% -$224K
TGT icon
259
Target
TGT
$69.2B
$1.54M 0.1%
13,925
-5,605
-29% -$712K
FICO icon
260
Fair Isaac
FICO
$22.4B
$1.54M 0.1%
1,768
+46
+3% +$39.5K
APAM icon
261
Artisan Partners
APAM
$3.08B
$1.53M 0.1%
40,946
-1,273
-3% -$49.4K
EL icon
262
Estee Lauder
EL
$31.8B
$1.53M 0.1%
10,581
+35
+0.3% +$5.84K
MC icon
263
Moelis & Co
MC
$4.93B
$1.51M 0.1%
33,399
-786
-2% -$37K
WMB icon
264
Williams Companies
WMB
$88.4B
$1.5M 0.1%
44,534
-761
-2% -$26K
AEE icon
265
Ameren
AEE
$29.8B
$1.49M 0.1%
19,910
-788
-4% -$64.2K
HRMY icon
266
Harmony Biosciences
HRMY
$2.3B
$1.47M 0.09%
44,895
-4,732
-10% -$164K
NMT icon
267
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
$1.47M 0.09%
155,077
-772
-0.5% -$7.87K
NQP
268
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$1.46M 0.09%
143,589
-1,866
-1% -$20.5K
JHG
269
DELISTED
Janus Henderson
JHG
$1.46M 0.09%
56,498
-100
-0.2% -$2.73K
MELI icon
270
Mercado Libre
MELI
$98.4B
$1.45M 0.09%
1,143
-104
-8% -$132K
AIF
271
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.45M 0.09%
108,248
-18,328
-14% -$239K
RSG icon
272
Republic Services
RSG
$65.9B
$1.44M 0.09%
10,129
+2,201
+28% +$327K
MRO
273
DELISTED
Marathon Oil Corporation
MRO
$1.43M 0.09%
53,542
+8,792
+20% +$227K
WY icon
274
Weyerhaeuser
WY
$18B
$1.42M 0.09%
46,404
-586
-1% -$19.3K
OKE icon
275
Oneok
OKE
$57.7B
$1.42M 0.09%
22,382
-7,368
-25% -$481K
9 10
11
12 13

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.