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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
226
Comcast
CMCSA
$91B
$1.89M 0.12%
42,619
+22,682
+114% +$1.01M
CCOI icon
227
Cogent Communications
CCOI
$554M
$1.88M 0.12%
30,332
-368
-1% -$24.1K
AGD
228
abrdn Global Dynamic Dividend Fund
AGD
$326M
$1.87M 0.12%
215,530
+46,168
+27% +$431K
BDC icon
229
Belden
BDC
$5.26B
$1.86M 0.12%
19,283
+1,808
+10% +$169K
PM icon
230
Philip Morris
PM
$290B
$1.83M 0.12%
19,780
-761
-4% -$73.2K
DASH icon
231
DoorDash
DASH
$91.9B
$1.81M 0.12%
22,773
+2,793
+14% +$227K
RIO icon
232
Rio Tinto
RIO
$164B
$1.79M 0.11%
28,168
-4,055
-13% -$259K
LHX icon
233
L3Harris
LHX
$53.3B
$1.78M 0.11%
10,218
-12,195
-54% -$2.24M
SAGE
234
DELISTED
Sage Therapeutics
SAGE
$1.76M 0.11%
85,495
+4,262
+5% +$123K
PNW icon
235
Pinnacle West Capital
PNW
$12.1B
$1.75M 0.11%
23,750
+564
+2% +$44.8K
FE icon
236
FirstEnergy
FE
$27.1B
$1.74M 0.11%
50,860
-15,165
-23% -$564K
BIIB icon
237
Biogen
BIIB
$30.1B
$1.73M 0.11%
6,748
+1,573
+30% +$421K
DSL
238
DoubleLine Income Solutions Fund
DSL
$1.23B
$1.71M 0.11%
146,058
+16,820
+13% +$201K
BSCQ icon
239
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$1.71M 0.11%
91,099
+24,530
+37% +$464K
SLB icon
240
SLB Ltd
SLB
$79.7B
$1.69M 0.11%
29,072
+16,290
+127% +$945K
GBDC icon
241
Golub Capital BDC
GBDC
$3.42B
$1.69M 0.11%
115,371
-44,052
-28% -$625K
AMGN icon
242
Amgen
AMGN
$224B
$1.68M 0.11%
6,242
-1,407
-18% -$351K
PAYX icon
243
Paychex
PAYX
$43.1B
$1.67M 0.11%
14,471
-188
-1% -$22.7K
RTX icon
244
RTX Corp
RTX
$302B
$1.66M 0.11%
23,127
-3,701
-14% -$317K
NMI icon
245
Nuveen Municipal Income
NMI
$130M
$1.66M 0.11%
193,450
+3,697
+2% +$34.3K
NXC
246
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$1.64M 0.1%
134,869
-2,161
-2% -$28K
JBHT icon
247
JB Hunt Transport Services
JBHT
$24.9B
$1.64M 0.1%
8,692
+112
+1% +$21.5K
GRFS
248
Grifois
GRFS
$5.44B
$1.63M 0.1%
178,413
+10,954
+7% +$107K
TRIN icon
249
Trinity Capital Inc.
TRIN
$1.72B
$1.62M 0.1%
116,158
+40,383
+53% +$585K
MUE
250
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.62M 0.1%
183,969
-293,470
-61% -$2.8M
8 9
10
11 12

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.