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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.9B
AUM Growth
+$27.7M
Cap. Flow
+$64.6M
Cap. Flow %
3.39%
Top 10 Hldgs %
15.8%
Holding
781
New
57
Increased
347
Reduced
285
Closed
71

Top Buys

Rank Stock Value
1
INTF icon
iShares International Equity Factor ETF
INTF
+$9.91M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$7.58M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$6.67M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.95M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5.78M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.8M
2
CXE
MFS High Income Municipal Trust
CXE
+$5.58M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$5.31M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$5.09M
5
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$5.03M

Sector Composition

Rank Sector Weight
1 Healthcare 16.07%
2 Technology 11.15%
3 Financials 8.93%
4 Consumer Discretionary 4.97%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
226
Coca-Cola
KO
$372B
$2.27M 0.12%
43,214
+2,095
+5% +$117K
MMM icon
227
3M
MMM
$94.4B
$2.27M 0.12%
15,445
+410
+3% +$66.4K
JPS
228
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.25M 0.12%
229,602
-28,487
-11% -$284K
WSO icon
229
Watsco Inc
WSO
$13.2B
$2.23M 0.12%
8,431
+1,409
+20% +$395K
HYD icon
230
VanEck High Yield Muni ETF
HYD
$4.4B
$2.21M 0.12%
35,376
-2,089
-6% -$133K
SPFF icon
231
Global X SuperIncome Preferred ETF
SPFF
$142M
$2.19M 0.12%
183,200
+432
+0.2% +$5.19K
BBN icon
232
BlackRock Taxable Municipal Bond Trust
BBN
$985M
$2.17M 0.11%
84,276
-42
-0% -$1.1K
QYLD icon
233
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$2.17M 0.11%
98,229
+1,138
+1% +$25.8K
JMST icon
234
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.14B
$2.14M 0.11%
41,954
-11,413
-21% -$583K
NXQ
235
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$2.14M 0.11%
137,184
-947
-0.7% -$15.2K
CWB icon
236
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$2.11M 0.11%
24,740
-530
-2% -$45.7K
IDV icon
237
iShares International Select Dividend ETF
IDV
$8.52B
$2.07M 0.11%
67,901
+429
+0.6% +$13.8K
OSPN icon
238
OneSpan
OSPN
$601M
$2.04M 0.11%
108,489
+2,891
+3% +$61.3K
ICPT
239
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$2.03M 0.11%
136,720
-4,038
-3% -$64.6K
OCSL icon
240
Oaktree Specialty Lending
OCSL
$1.13B
$1.98M 0.1%
93,577
+48,914
+110% +$1.03M
REGN icon
241
Regeneron Pharmaceuticals
REGN
$82.1B
$1.98M 0.1%
3,273
+420
+15% +$261K
BGH
242
Barings Global Short Duration High Yield Fund
BGH
$286M
$1.96M 0.1%
114,342
+35,992
+46% +$614K
HYB
243
DELISTED
New America High Income Fund, Inc.
HYB
$1.87M 0.1%
195,485
+71,563
+58% +$672K
QRVO icon
244
Qorvo
QRVO
$8.53B
$1.85M 0.1%
11,098
+365
+3% +$67.8K
TMUS icon
245
T-Mobile US
TMUS
$192B
$1.85M 0.1%
14,501
+7,431
+105% +$1.04M
BAX icon
246
Baxter International
BAX
$14.3B
$1.84M 0.1%
22,912
-3,863
-14% -$305K
COLD icon
247
Americold
COLD
$4.13B
$1.83M 0.1%
63,161
+13,466
+27% +$493K
OMCL icon
248
Omnicell
OMCL
$1.68B
$1.83M 0.1%
12,348
-228
-2% -$34.9K
NCZ
249
Virtus Convertible & Income Fund II
NCZ
$304M
$1.83M 0.1%
88,158
-1,252
-1% -$26.7K
RDUS
250
DELISTED
Radius Health, Inc.
RDUS
$1.82M 0.1%
146,988
-7,275
-5% -$105K
8 9
10
11 12

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Hennion & Walsh Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Hennion & Walsh Asset Management held 781 positions worth $1.9B, up 1.5% from $1.88B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management deployed $64.6M of net new capital in Q3 2021, opening 57 new positions and adding to 347 existing holdings. Its largest new stake was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core MSCI Emerging Markets ETF, an estimated $5.8M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2021 buy was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
  • Hennion & Walsh Asset Management added most to BlackRock MuniHoldings Fund in Q3 2021, an estimated $6.67M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2021 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $5.8M.
  • Hennion & Walsh Asset Management fully exited MFS High Income Municipal Trust in Q3 2021, selling an estimated $5.58M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.9B portfolio in Q3 2021.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 71 in Q3 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 1.5% quarter-over-quarter to $1.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.