Hartford Financial Management’s FT Vest US Equity Deep Buffer ETF September DSEP Stock Holding History

Hartford Financial Management’s Portfolio DSEP Stock Details DSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-55	Closed	-$2.33K	–	343
2025 Q2	$2.33K	Hold	55	–	–	﹤0.01%	319
2025 Q1	$2.18K	Hold	55	–	–	﹤0.01%	333
2024 Q4	$2.23K	Hold	55	–	–	﹤0.01%	354
2024 Q3	$2.2K	Buy	+55	New	+$2.17K	﹤0.01%	355
2024 Q2	–	Sell	-937	Closed	-$35.8K	–	405
2024 Q1	$35.8K	Sell	937 -53,883	-98%	-$2.01M	0.01%	249
2023 Q4	$2M	Sell	54,820 -37,473	-41%	-$1.31M	0.45%	71
2023 Q3	$3.14M	Sell	92,293 -1,802	-2%	-$62.1K	0.8%	40
2023 Q2	$3.22M	Sell	94,095 -1,187	-1%	-$38.9K	0.8%	45
2023 Q1	$3.05M	Sell	95,282 -5,102	-5%	-$160K	0.79%	45
2022 Q4	$3.08M	Buy	+100,384	New	+$3.06M	0.81%	42

Other funds holding DSEP

RFG

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

SAMC

Spectrum Asset Management (California) Newport Beach, California $315M AUM 19.93% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

AFP

Ausdal Financial Partners Davenport, Iowa $2.25B AUM 20.11% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

LifeWealth Investments Winter Garden, Florida $374M AUM 19.48% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Hartford Financial Management's DSEP Position: Q3 2025 in Review

Hartford Financial Management sold out of FT Vest US Equity Deep Buffer ETF September (DSEP) in Q3 2025, closing a stake of 55 shares — an estimated $2.33K sold.

Hartford Financial Management first reported a position in DSEP in Q4 2022 and held it in 10 quarters. The position peaked at $3.22M in Q2 2023. 97 funds tracked by Wall St. Rank hold DSEP as of Q3 2025.

Hartford Financial Management reported no remaining FT Vest US Equity Deep Buffer ETF September position as of Q3 2025 after selling out during the quarter.
Hartford Financial Management sold 55 FT Vest US Equity Deep Buffer ETF September shares in Q3 2025, an estimated $2.33K.
Hartford Financial Management first reported a position in FT Vest US Equity Deep Buffer ETF September in Q4 2022 and held it in 10 quarters.
Hartford Financial Management's FT Vest US Equity Deep Buffer ETF September position peaked at $3.22M in Q2 2023.
97 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF September as of Q3 2025.

Based on Hartford Financial Management's 13F filing for Q3 2025, filed 28 Oct 2025.