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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SZYM
1401
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-10,077
Closed -$32K
BTU
1402
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-157
Closed -$5K
SWI
1403
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
– –
-100
Closed -$5K
WX
1404
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
– –
-150
Closed -$6K
GAME
1405
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
– –
-200
Closed -$1K
RYL
1406
DELISTED
RYLAND GROUP INC
RYL
– –
-150
Closed -$7K
HSP
1407
DELISTED
HOSPIRA INC
HSP
– –
-100
Closed -$9K
ESR
1408
DELISTED
ISHARES MSCI EMERGING MARKETS EASTERN EUROPE ETF
ESR
– –
-2,200
Closed -$40K
OCR
1409
DELISTED
OMNICARE INC
OCR
– –
-350
Closed -$33K
RBS.PRM
1410
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
– –
-2,192
Closed -$55K
DTV
1411
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-1,736
Closed -$161K
CTRX
1412
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-130
Closed -$8K
KRFT
1413
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-1,158
Closed -$99K
TEG
1414
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
– –
-4,742
Closed -$330K
STRZA
1415
DELISTED
Starz - Series A
STRZA
– –
-36
Closed -$2K
RXII
1416
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
-400
Closed -$1K
ESV
1417
DELISTED
Ensco Rowan plc
ESV
– –
-538
Closed -$48K
PDLI
1418
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-1,275
Closed -$8K
BIND
1419
DELISTED
BIND THERAPEUTICS INC
BIND
– –
-100
Closed -$1K
YELL
1420
DELISTED
Yellow Corporation Common Stock
YELL
– –
-150
Closed -$2K
AST
1421
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
– –
-166
Closed -$1K
SHPG
1422
DELISTED
Shire pic
SHPG
– –
-127
Closed -$32K
DST
1423
DELISTED
DST Systems Inc.
DST
– –
-200
Closed -$13K
RBS.PRL.CL
1424
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
– –
-2,613
Closed -$63K
WNR
1425
DELISTED
Western Refining Inc
WNR
– –
-69
Closed -$3K
54 55 56
57
58

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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.