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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCP
1376
DELISTED
TC Pipelines LP
TCP
– –
-500
Closed -$29K
AIG.WS
1377
DELISTED
American International Group, Inc.
AIG.WS
– –
-53
Closed -$1K
HSBC.PRA
1378
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-300
Closed -$8K
PRCP
1379
DELISTED
Perceptron Inc
PRCP
– –
-300
Closed -$3K
VER
1380
DELISTED
VEREIT, Inc.
VER
– –
-350
Closed -$14K
GPOR
1381
DELISTED
Gulfport Energy Corp.
GPOR
– –
-39
Closed -$2K
NBL
1382
DELISTED
Noble Energy, Inc.
NBL
– –
-34
Closed -$1K
CHK
1383
DELISTED
Chesapeake Energy Corporation
CHK
– –
-11
Closed -$25K
PEGI
1384
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-100
Closed -$3K
PMR
1385
DELISTED
Invesco Dynamic Retail ETF
PMR
– –
-240
Closed -$9K
BT
1386
DELISTED
BT Group plc (ADR)
BT
– –
-894
Closed -$30K
KEYW
1387
DELISTED
The KEYW Holding Corporation
KEYW
– –
-300
Closed -$3K
ICON
1388
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-11
Closed -$3K
SGYP
1389
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-270
Closed -$2K
SYNT
1390
DELISTED
Syntel Inc
SYNT
– –
-64
Closed -$3K
NLST
1391
DELISTED
Netlist, Inc.
NLST
– –
-4,839
Closed -$3K
NSM
1392
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-200
Closed -$3K
ERN
1393
DELISTED
Erin Energy Corp
ERN
– –
-1,183
Closed -$5K
CPN
1394
DELISTED
Calpine Corporation
CPN
– –
-340
Closed -$6K
HSNI
1395
DELISTED
HSN, Inc.
HSNI
– –
-103
Closed -$7K
NSR
1396
DELISTED
Neustar Inc
NSR
– –
-52
Closed -$2K
JOY
1397
DELISTED
Joy Global Inc
JOY
– –
-732
Closed -$26K
DANG
1398
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
– –
-1,655
Closed -$15K
EJ
1399
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
– –
-430
Closed -$3K
NTI
1400
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-1,603
Closed -$38K
54 55
56
57 58

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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.