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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOOG icon
1351
Vanguard S&P 500 Growth ETF
VOOG
$26.9B
– –
-3,000
Closed -$51K
VYX icon
1352
NCR Voyix
VYX
$1.21B
– –
-5,403
Closed -$100K
WAB icon
1353
Wabtec
WAB
$49.4B
– –
-411
Closed -$39K
WABC icon
1354
Westamerica Bancorp
WABC
$1.34B
– –
-300
Closed -$15K
WBD icon
1355
Warner Bros
WBD
$72.1B
– –
-20
Closed -$1K
WEA
1356
Western Asset Premier Bond Fund
WEA
$124M
– –
-787
Closed -$11K
WFC.PRL icon
1357
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.64B
– –
-55
Closed -$65K
WYNN icon
1358
Wynn Resorts
WYNN
$9.81B
– –
-212
Closed -$21K
X
1359
DELISTED
US Steel
X
– –
-1,354
Closed -$28K
XLE icon
1360
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
– –
-2,066
Closed -$78K
XRAY icon
1361
Dentsply Sirona
XRAY
$2.22B
– –
-3,179
Closed -$164K
XTN icon
1362
State Street SPDR S&P Transportation ETF
XTN
$369M
– –
-400
Closed -$19K
XYL icon
1363
Xylem
XYL
$26B
– –
-100
Closed -$4K
VIVS
1364
VivoSim Labs
VIVS
$3.82M
– –
-2
Closed -$2K
LUMO
1365
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
– –
-3
Closed -$1K
RPT.PRD
1366
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
– –
-600
Closed -$36K
HYLD
1367
DELISTED
High Yield ETF
HYLD
– –
-210
Closed -$9K
SJR
1368
DELISTED
Shaw Communications Inc.
SJR
– –
-1,401
Closed -$31K
LCI
1369
DELISTED
Lannett Company, Inc.
LCI
– –
-6
Closed -$1K
CLR
1370
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-630
Closed -$27K
RDUS
1371
DELISTED
Radius Health, Inc.
RDUS
– –
-1,000
Closed -$68K
DISCK
1372
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-20
Closed -$1K
XLNX
1373
DELISTED
Xilinx Inc
XLNX
– –
-900
Closed -$40K
ALXN
1374
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-7
Closed -$1K
GLUU
1375
DELISTED
Glu Mobile Inc.
GLUU
– –
-320
Closed -$2K
53 54
55
56 57

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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.