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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLN icon
1326
Olin
OLN
$1.95B
– –
-1,000
Closed -$27K
PBE icon
1327
Invesco Biotechnology & Genome ETF
PBE
$397M
– –
-300
Closed -$18K
PBR icon
1328
Petrobras
PBR
$119B
– –
-6,914
Closed -$63K
PGP
1329
PIMCO Global StockPLUS & Income Fund
PGP
$102M
– –
-100
Closed -$2K
PPC icon
1330
Pilgrim's Pride
PPC
$7.55B
– –
-98
Closed -$2K
PUK icon
1331
Prudential
PUK
$34.3B
– –
-656
Closed -$31K
REG icon
1332
Regency Centers
REG
$13.8B
– –
-486
Closed -$30K
RSPD icon
1333
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$317M
– –
-894
Closed -$27K
RSPF icon
1334
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$316M
– –
-938
Closed -$29K
RSPH icon
1335
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$822M
– –
-9,620
Closed -$153K
RSPS icon
1336
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$252M
– –
-1,365
Closed -$29K
RSPT icon
1337
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.89B
– –
-3,500
Closed -$32K
SCHG icon
1338
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
– –
-7,040
Closed -$47K
SCHV
1339
Schwab US Large-Cap Value ETF
SCHV
$15.8B
– –
-174
Closed -$2K
SIG icon
1340
Signet Jewelers
SIG
$3.21B
– –
-245
Closed -$32K
SLX icon
1341
VanEck Steel ETF
SLX
$177M
– –
-4,700
Closed -$143K
SSO icon
1342
ProShares Ultra S&P500
SSO
$8.49B
– –
-1,224
Closed -$10K
TECH icon
1343
Bio-Techne
TECH
$11.3B
– –
-1,252
Closed -$31K
TEF
1344
DELISTED
Telefonica
TEF
– –
-4,412
Closed -$47K
TEVA icon
1345
Teva Pharmaceuticals
TEVA
$42.5B
– –
-35,850
Closed -$2.12M
TPH
1346
DELISTED
Tri Pointe Homes
TPH
– –
-9,000
Closed -$138K
UIS icon
1347
Unisys
UIS
$196M
– –
-89
Closed -$2K
USNA icon
1348
Usana Health Sciences
USNA
$259M
– –
-54
Closed -$4K
UST icon
1349
ProShares Ultra 7-10 Year Treasury
UST
$14.6M
– –
-55
Closed -$3K
UWM icon
1350
ProShares Ultra Russell2000
UWM
$248M
– –
-424
Closed -$10K
52 53
54
55 56

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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.