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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$427M
AUM Growth
+$33.4M
Cap. Flow
+$24.1M
Cap. Flow %
5.66%
Top 10 Hldgs %
31.37%
Holding
1,384
New
145
Increased
285
Reduced
314
Closed
213

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.89M
2
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$2.62M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.68M

Top Sells

Rank Stock Value
1
MXL icon
MaxLinear
MXL
+$1.36M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.34M
3
WP
Worldpay, Inc.
WP
+$1.33M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.31M
5
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1M

Sector Composition

Rank Sector Weight
1 Technology 8.64%
2 Industrials 7.89%
3 Healthcare 6.21%
4 Financials 5.4%
5 Consumer Discretionary 4.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINI
1326
DELISTED
Mobile Mini Inc
MINI
– –
-681
Closed -$21K
CHK
1327
DELISTED
Chesapeake Energy Corporation
CHK
– –
-1
Closed -$1K
GMZ
1328
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-1,373
Closed -$79K
AYR
1329
DELISTED
Aircastle Ltd
AYR
– –
-530
Closed -$11K
STI
1330
DELISTED
SunTrust Banks, Inc.
STI
– –
-812
Closed -$35K
BT
1331
DELISTED
BT Group plc (ADR)
BT
– –
-301
Closed -$10K
LLL
1332
DELISTED
L3 Technologies, Inc.
LLL
– –
-14
Closed -$2K
BCS.PRD.CL
1333
DELISTED
Barclays Bank Plc
BCS.PRD.CL
– –
-1,300
Closed -$34K
HGT
1334
DELISTED
Hugoton Royalty Trust
HGT
$0 ﹤0.01%
+300
New +$457
JJM
1335
DELISTED
iPath Bloomberg Industrial Metals Subindex Total Return ETN due October 22, 2037
JJM
– –
-370
Closed -$7K
JJP
1336
DELISTED
iPath Bloomberg Precious Metals Subindex Total Return ETN due June 24, 2038
JJP
– –
-82
Closed -$4K
CSRA
1337
DELISTED
CSRA Inc.
CSRA
– –
-21
Closed -$1K
CPN
1338
DELISTED
Calpine Corporation
CPN
– –
-280
Closed -$4K
CAA
1339
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-399
Closed -$15K
BIOA
1340
DELISTED
BioAmber Inc.
BIOA
– –
-988
Closed -$6K
INVN
1341
DELISTED
Invensense Inc
INVN
– –
-1,000
Closed -$10K
SE
1342
DELISTED
Spectra Energy Corp Wi
SE
– –
-700
Closed -$17K
STJ
1343
DELISTED
St Jude Medical
STJ
– –
-36
Closed -$2K
UWTI
1344
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
– –
-13
Closed -$1K
BCS.PR.CL
1345
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
– –
-604
Closed -$16K
WPG
1346
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
6
– –
HTS
1347
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-847
Closed -$11K
GM.WS.A
1348
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-76
Closed -$2K
TE
1349
DELISTED
TECO ENERGY INC
TE
– –
-96
Closed -$3K
EGPT
1350
DELISTED
VanEck Egypt Index ETF
EGPT
– –
-1,000
Closed -$38K
52 53
54
55 56

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SAS
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Gupta Wealth Management's Q1 2016 Portfolio in Review

As of Q1 2016, Gupta Wealth Management held 1,384 positions worth $427M, up 8.5% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gupta Wealth Management deployed $24.1M of net new capital in Q1 2016, opening 145 new positions and adding to 285 existing holdings. Its largest new stake was WisdomTree Enhanced Commodity Strategy Fund: 15,357 shares worth $287K.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, down from 8.9% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Worldpay, Inc., an estimated $1.33M trimmed.

  • Gupta Wealth Management's largest Q1 2016 buy was WisdomTree Enhanced Commodity Strategy Fund: 15,357 shares worth $287K.
  • Gupta Wealth Management added most to Vanguard Dividend Appreciation ETF in Q1 2016, an estimated $2.89M increase.
  • Gupta Wealth Management's biggest Q1 2016 reduction was Worldpay, Inc., cutting an estimated $1.33M.
  • Gupta Wealth Management fully exited MaxLinear in Q1 2016, selling an estimated $1.36M.
  • Gupta Wealth Management's ten largest holdings make up 31% of its $427M portfolio in Q1 2016.
  • Gupta Wealth Management opened 145 new positions and closed 213 in Q1 2016.
  • Gupta Wealth Management's portfolio value rose 8.5% quarter-over-quarter to $427M.

Based on Gupta Wealth Management's 13F filing for Q1 2016, filed 16 May 2016.