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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$427M
AUM Growth
+$33.4M
Cap. Flow
+$24.1M
Cap. Flow %
5.66%
Top 10 Hldgs %
31.37%
Holding
1,384
New
145
Increased
285
Reduced
314
Closed
213

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.89M
2
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$2.62M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.68M

Top Sells

Rank Stock Value
1
MXL icon
MaxLinear
MXL
+$1.36M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.34M
3
WP
Worldpay, Inc.
WP
+$1.33M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.31M
5
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1M

Sector Composition

Rank Sector Weight
1 Technology 8.64%
2 Industrials 7.89%
3 Healthcare 6.21%
4 Financials 5.4%
5 Consumer Discretionary 4.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUTR
1301
DELISTED
Cutera, Inc.
CUTR
$0 ﹤0.01%
+17
New +$193
MRO
1302
DELISTED
Marathon Oil Corporation
MRO
– –
-83
Closed -$1K
SWN
1303
DELISTED
Southwestern Energy Company
SWN
– –
-174
Closed -$1K
PXD
1304
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-12
Closed -$2K
MDC
1305
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-825
Closed -$15K
HTY
1306
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-2,213
Closed -$23K
NXGN
1307
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-1,400
Closed -$23K
WWE
1308
DELISTED
World Wrestling Entertainment
WWE
– –
-300
Closed -$5K
RSX
1309
DELISTED
VanEck Russia ETF
RSX
– –
-1,632
Closed -$24K
RJA
1310
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
– –
-2,900
Closed -$18K
ENDP
1311
DELISTED
Endo International plc
ENDP
– –
-18
Closed -$1K
MFL
1312
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
– –
-2,400
Closed -$35K
SC
1313
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-51
Closed -$1K
PCI
1314
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-391
Closed -$7K
MSGN
1315
DELISTED
MSG Networks Inc.
MSGN
$0 ﹤0.01%
+1
New +$17
EFF
1316
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-1,000
Closed -$14K
FLIR
1317
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-36
Closed -$1K
FPRX
1318
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-100
Closed -$4K
VAR
1319
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-14
Closed -$1K
ZAGG
1320
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-5,000
Closed -$55K
FIT
1321
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-55
Closed -$2K
TIF
1322
DELISTED
Tiffany & Co.
TIF
$0 ﹤0.01%
5
-609
-99% -$40.9K
TLI
1323
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-1,077
Closed -$11K
DZSI
1324
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
+10
New +$67
NE
1325
DELISTED
Noble Corporation
NE
– –
-1,431
Closed -$15K
51 52
53
54 55

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EIM
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SAS
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Gupta Wealth Management's Q1 2016 Portfolio in Review

As of Q1 2016, Gupta Wealth Management held 1,384 positions worth $427M, up 8.5% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gupta Wealth Management deployed $24.1M of net new capital in Q1 2016, opening 145 new positions and adding to 285 existing holdings. Its largest new stake was WisdomTree Enhanced Commodity Strategy Fund: 15,357 shares worth $287K.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, down from 8.9% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Worldpay, Inc., an estimated $1.33M trimmed.

  • Gupta Wealth Management's largest Q1 2016 buy was WisdomTree Enhanced Commodity Strategy Fund: 15,357 shares worth $287K.
  • Gupta Wealth Management added most to Vanguard Dividend Appreciation ETF in Q1 2016, an estimated $2.89M increase.
  • Gupta Wealth Management's biggest Q1 2016 reduction was Worldpay, Inc., cutting an estimated $1.33M.
  • Gupta Wealth Management fully exited MaxLinear in Q1 2016, selling an estimated $1.36M.
  • Gupta Wealth Management's ten largest holdings make up 31% of its $427M portfolio in Q1 2016.
  • Gupta Wealth Management opened 145 new positions and closed 213 in Q1 2016.
  • Gupta Wealth Management's portfolio value rose 8.5% quarter-over-quarter to $427M.

Based on Gupta Wealth Management's 13F filing for Q1 2016, filed 16 May 2016.