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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAZZ icon
1301
Jazz Pharmaceuticals
JAZZ
$15.9B
– –
-409
Closed -$72K
JLL icon
1302
Jones Lang LaSalle
JLL
$17.4B
– –
-192
Closed -$33K
LEA icon
1303
Lear
LEA
$8.26B
– –
-60
Closed -$7K
LGMK
1304
DELISTED
LogicMark
LGMK
– –
0
– -$1K
LXP icon
1305
LXP Industrial Trust
LXP
$3.58B
– –
-880
Closed -$37K
LXP.PRC icon
1306
LXP Industrial Trust 6.5% Series C Preferred Stock
LXP.PRC
$95.1M
– –
-1,400
Closed -$67K
MDU icon
1307
MDU Resources
MDU
$4.16B
– –
-1,562
Closed -$12K
MFIC icon
1308
MidCap Financial Investment
MFIC
$792M
– –
-50
Closed -$1K
MGEE icon
1309
MGE Energy Inc
MGEE
$2.95B
– –
-25
Closed -$1K
MINT icon
1310
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
– –
-1,000
Closed -$101K
MTD icon
1311
Mettler-Toledo International
MTD
$28B
– –
-100
Closed -$34K
MUSA icon
1312
Murphy USA
MUSA
$9.25B
– –
-531
Closed -$31K
MVV icon
1313
ProShares Ultra MidCap400
MVV
$151M
– –
-378
Closed -$10K
MYGN icon
1314
Myriad Genetics
MYGN
$302M
– –
-69
Closed -$2K
NAVI icon
1315
Navient
NAVI
$887M
– –
-336
Closed -$6K
NBR icon
1316
Nabors Industries
NBR
$1.39B
– –
-6
Closed -$4K
NDAQ icon
1317
Nasdaq
NDAQ
$55.5B
– –
-1,263
Closed -$21K
NDSN icon
1318
Nordson
NDSN
$18.1B
– –
-118
Closed -$9K
NEM icon
1319
Newmont
NEM
$135B
– –
-62
Closed -$1K
NMM icon
1320
Navios Maritime Partners
NMM
$2.48B
– –
-134
Closed -$21K
NOAH
1321
Noah Holdings
NOAH
$589M
– –
-300
Closed -$9K
NRG icon
1322
NRG Energy
NRG
$23.4B
– –
-24
Closed -$1K
NUS icon
1323
Nu Skin
NUS
$236M
– –
-29
Closed -$1K
NVAX icon
1324
Novavax
NVAX
$1.53B
– –
-25
Closed -$6K
OEF icon
1325
iShares S&P 100 ETF
OEF
$20.5B
– –
-150
Closed -$14K
51 52
53
54 55

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.