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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENOV icon
1276
Enovis
ENOV
$1.44B
– –
-16
Closed -$1K
EOD
1277
Allspring Global Dividend Opportunity Fund
EOD
$288M
– –
-1,332
Closed -$8K
EPC icon
1278
Edgewell Personal Care
EPC
$1.34B
– –
-178
Closed -$15K
EQNR icon
1279
Equinor
EQNR
$98.2B
– –
-200
Closed -$3K
ERX icon
1280
Direxion Daily Energy Bull 2X ETF
ERX
$256M
– –
-197
Closed -$50K
ESPR
1281
DELISTED
Esperion Therapeutics
ESPR
– –
-1,000
Closed -$24K
EWU icon
1282
iShares MSCI United Kingdom ETF
EWU
$3.81B
– –
-301
Closed -$10K
EWW icon
1283
iShares MSCI Mexico ETF
EWW
$1.77B
– –
-11
Closed -$1K
FAST icon
1284
Fastenal
FAST
$57.1B
– –
-740
Closed -$7K
FDD icon
1285
First Trust STOXX European Select Dividend Income Fund
FDD
$929M
– –
-750
Closed -$9K
FLS icon
1286
Flowserve
FLS
$10.2B
– –
-21
Closed -$1K
FNDF icon
1287
Schwab Fundamental International Large Company Index ETF
FNDF
$26B
– –
-50
Closed -$1K
FOSL icon
1288
Fossil Group
FOSL
$316M
– –
-675
Closed -$38K
FUN icon
1289
Cedar Fair
FUN
$1.66B
– –
-3,000
Closed -$158K
FXD icon
1290
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$267M
– –
-423
Closed -$14K
FXH icon
1291
First Trust Health Care AlphaDEX Fund
FXH
$1.15B
– –
-285
Closed -$17K
GATX icon
1292
GATX Corp
GATX
$6.27B
– –
-318
Closed -$14K
GCC icon
1293
WisdomTree Enhanced Commodity Strategy Fund
GCC
$297M
– –
-15,057
Closed -$293K
GHC icon
1294
Graham Holdings Company
GHC
$4.92B
– –
-32
Closed -$18K
GLTR icon
1295
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.77B
– –
-100
Closed -$6K
GSBD icon
1296
Goldman Sachs BDC
GSBD
$1.14B
– –
-200
Closed -$4K
GYLD icon
1297
Arrow Dow Jones Global Yield ETF
GYLD
$39.1M
– –
-49
Closed -$1K
HIO
1298
Western Asset High Income Opportunity Fund
HIO
$331M
– –
-1,300
Closed -$6K
HOUS
1299
DELISTED
Anywhere Real Estate
HOUS
– –
-530
Closed -$20K
HST icon
1300
Host Hotels & Resorts
HST
$15.3B
– –
-121
Closed -$2K
50 51
52
53 54

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.