Gupta Wealth Management’s ETRACS Alerian MLP Index ETN AMU Stock Holding History

Gupta Wealth Management’s Portfolio AMU Stock Details AMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,705	Closed	-$33K	–	1427
2015 Q3	$33K	Buy	1,705 +35	+2%	+$793	0.01%	544
2015 Q2	$42K	Hold	1,670	–	–	0.01%	508
2015 Q1	$45K	Buy	+1,670	New	+$46.4K	0.01%	423

Other funds holding AMU

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $3.02B AUM 34.37% 1-Year Est. Return

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $1.07B AUM 34.04% 1-Year Est. Return

Vicus Capital State College, Pennsylvania $1.55B AUM 23.5% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

Advisory Research Chicago, Illinois $1B AUM 50.12% 1-Year Est. Return

Natixis Advisors Boston, Massachusetts $88.9B AUM 38.03% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

MAM

Marquette Asset Management Minneapolis, Minnesota $779M AUM 23.4% 1-Year Est. Return

Gupta Wealth Management's AMU Position: Q4 2015 in Review

Gupta Wealth Management sold out of ETRACS Alerian MLP Index ETN (AMU) in Q4 2015, closing a stake of 1,705 shares — an estimated $33K sold.

Gupta Wealth Management first reported a position in AMU in Q1 2015 and held it in 3 quarters. The position peaked at $45K in Q1 2015. 45 funds tracked by Wall St. Rank hold AMU as of Q4 2015.

Gupta Wealth Management reported no remaining ETRACS Alerian MLP Index ETN position as of Q4 2015 after selling out during the quarter.
Gupta Wealth Management sold 1,705 ETRACS Alerian MLP Index ETN shares in Q4 2015, an estimated $33K.
Gupta Wealth Management first reported a position in ETRACS Alerian MLP Index ETN in Q1 2015 and held it in 3 quarters.
Gupta Wealth Management's ETRACS Alerian MLP Index ETN position peaked at $45K in Q1 2015.
45 funds tracked by Wall St. Rank held ETRACS Alerian MLP Index ETN as of Q4 2015.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.