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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMRK
1276
Vivmark Residential
VMRK
$26.1B
– –
-58
Closed -$4K
ETG
1277
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
– –
-147
Closed -$2K
EWBC icon
1278
East-West Bancorp
EWBC
$17.7B
– –
-752
Closed -$34K
EWM icon
1279
iShares MSCI Malaysia ETF
EWM
$317M
– –
-88
Closed -$4K
EXK
1280
Endeavour Silver
EXK
$3.19B
– –
-3,000
Closed -$6K
FDL icon
1281
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.09B
– –
-44
Closed -$1K
FMC icon
1282
FMC
FMC
$1.42B
– –
-519
Closed -$24K
FXF icon
1283
Invesco CurrencyShares Swiss Franc Trust
FXF
$381M
– –
-100
Closed -$10K
GDV icon
1284
Gabelli Dividend & Income Trust
GDV
$2.65B
– –
-172
Closed -$4K
GERN icon
1285
Geron
GERN
$970M
– –
-4,000
Closed -$17K
GIB icon
1286
CGI
GIB
$15.5B
– –
-76
Closed -$3K
GLPI icon
1287
Gaming and Leisure Properties
GLPI
$12.4B
– –
-1,000
Closed -$37K
GMF icon
1288
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$432M
– –
-33
Closed -$3K
GOGO icon
1289
Gogo Inc
GOGO
$369M
– –
-1,500
Closed -$32K
GRPN icon
1290
Groupon
GRPN
$794M
– –
-34
Closed -$3K
HACK icon
1291
Amplify Cybersecurity ETF
HACK
$2.97B
– –
-200
Closed -$6K
HIMX
1292
Himax Technologies
HIMX
$2.38B
– –
-200
Closed -$2K
HRB icon
1293
H&R Block
HRB
$6.47B
– –
-82
Closed -$2K
HYT icon
1294
BlackRock Corporate High Yield Fund
HYT
$1.35B
– –
-1,652
Closed -$18K
IAE
1295
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$96.1M
– –
-500
Closed -$6K
IDCC icon
1296
InterDigital
IDCC
$8.65B
– –
-53
Closed -$3K
ITB icon
1297
iShares US Home Construction ETF
ITB
$2.25B
– –
-1,926
Closed -$53K
ITRI icon
1298
Itron
ITRI
$4.27B
– –
-50
Closed -$2K
IXC icon
1299
iShares Global Energy ETF
IXC
$2.79B
– –
-65
Closed -$2K
IYZ icon
1300
iShares US Telecommunications ETF
IYZ
$1.28B
– –
-23
Closed -$1K
50 51
52
53 54

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SHA
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CK
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EIM
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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.