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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
1251
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-1,000
Closed -$12K
CCJ icon
1252
Cameco
CCJ
$43.6B
– –
-7,549
Closed -$92K
CDW icon
1253
CDW
CDW
$18.5B
– –
-2,772
Closed -$113K
CG icon
1254
Carlyle Group
CG
$17.5B
– –
-200
Closed -$3K
CHRD icon
1255
Chord Energy
CHRD
$7.99B
– –
-625
Closed -$5K
CHRW icon
1256
C.H. Robinson
CHRW
$17.6B
– –
-306
Closed -$21K
CINF icon
1257
Cincinnati Financial
CINF
$26.4B
– –
-400
Closed -$22K
CMU
1258
DELISTED
MFS High Yield Municipal Trust
CMU
– –
-4,000
Closed -$17K
CNP icon
1259
CenterPoint Energy
CNP
$25.8B
– –
-375
Closed -$7K
CNX icon
1260
CNX Resources
CNX
$5.36B
– –
-240
Closed -$2K
CP icon
1261
Canadian Pacific Kansas City
CP
$82.7B
– –
-215
Closed -$6K
CRH icon
1262
CRH
CRH
$63.8B
– –
-527
Closed -$14K
CRL icon
1263
Charles River Laboratories
CRL
$13.9B
– –
-229
Closed -$15K
CVV icon
1264
CVD Equipment Corp
CVV
$48.5M
– –
-1,000
Closed -$11K
CVY icon
1265
Invesco Zacks Multi-Asset Income ETF
CVY
$126M
– –
-213
Closed -$4K
CXE
1266
DELISTED
MFS High Income Municipal Trust
CXE
– –
-9,200
Closed -$44K
DBEF icon
1267
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.38B
– –
-996
Closed -$26K
DHY
1268
Credit Suisse High Yield Credit Fund
DHY
$236M
– –
-3,160
Closed -$7K
DIV icon
1269
Global X SuperDividend US ETF
DIV
$793M
– –
-154
Closed -$4K
DKS icon
1270
Dick's Sporting Goods
DKS
$12.1B
– –
-34
Closed -$2K
DLX icon
1271
Deluxe
DLX
$1.08B
– –
-1,000
Closed -$59K
DVYE icon
1272
iShares Emerging Markets Dividend ETF
DVYE
$1.24B
– –
-2,235
Closed -$69K
DWAS icon
1273
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$431M
– –
-337
Closed -$13K
EDOG icon
1274
ALPS Emerging Sector Dividend Dogs ETF
EDOG
$30.2M
– –
-40
Closed -$1K
ENB icon
1275
Enbridge
ENB
$110B
– –
-350
Closed -$13K
49 50
51
52 53

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SHA
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CK
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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.