We are live on ! Find out more
GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOOF
1251
DELISTED
VCA Inc.
WOOF
$1K ﹤0.01%
+19
New +$1.06K
DNY
1252
DELISTED
DONNELLEY R R & SONS CO
DNY
$1K ﹤0.01%
72
– –
ADX icon
1253
Adams Diversified Equity Fund
ADX
$3.24B
– –
-236
Closed -$3K
AGEN
1254
Agenus
AGEN
$345M
– –
-8
Closed -$1K
AGNC icon
1255
AGNC Investment
AGNC
$12.9B
– –
-500
Closed -$9K
AGZ icon
1256
iShares Agency Bond ETF
AGZ
$569M
– –
-22
Closed -$2K
AIRR icon
1257
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.61B
– –
-100
Closed -$2K
ASRT
1258
DELISTED
Assertio
ASRT
– –
-2
Closed -$3K
ATI icon
1259
ATI
ATI
$28.7B
– –
-188
Closed -$6K
BAH icon
1260
Booz Allen Hamilton
BAH
$9.05B
– –
-118
Closed -$3K
BB icon
1261
BlackBerry
BB
$4.78B
– –
-3,381
Closed -$28K
BBWI icon
1262
Bath & Body Works
BBWI
$3.88B
– –
-235
Closed -$16K
BEN icon
1263
Franklin Templeton
BEN
$17.6B
– –
-30
Closed -$1K
BFH icon
1264
Bread Financial
BFH
$4.06B
– –
-14
Closed -$3K
BKE icon
1265
Buckle
BKE
$2.24B
– –
-42
Closed -$2K
CHKP icon
1266
Check Point Software Technologies
CHKP
$14.1B
– –
-245
Closed -$19K
CLNE icon
1267
Clean Energy Fuels
CLNE
$359M
– –
-1,000
Closed -$6K
CPA icon
1268
Copa Holdings
CPA
$5.29B
– –
-100
Closed -$8K
CXW icon
1269
CoreCivic
CXW
$3.34B
– –
-900
Closed -$32K
DAN icon
1270
Dana Inc
DAN
$3.26B
– –
-437
Closed -$9K
DB icon
1271
Deutsche Bank
DB
$75.8B
– –
-112
Closed -$3K
DON icon
1272
WisdomTree US MidCap Dividend Fund
DON
$4.05B
– –
-600
Closed -$17K
EDD
1273
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$379M
– –
-413
Closed -$4K
EFT
1274
Eaton Vance Floating-Rate Income Trust
EFT
$283M
– –
-250
Closed -$3K
ENTG icon
1275
Entegris
ENTG
$20.6B
– –
-100
Closed -$1K
49 50
51
52 53

Similar funds

IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
SHA
Smith Hayes Advisers Lincoln, Nebraska $491M AUM 0.17% 1-Year Est. Return
HC
HHG & Company Darien, Connecticut $360M AUM 2.45% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.